Waldron John E.'s Form 4 filing
Goldman Sachs Group IncGS · filed Aug 16, 2021
- Accession no.
- 0001209191-21-051633
- Filed
- Aug 16, 2021
- Trade date
- Aug 13, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $8.26M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waldron John E.CIK 0001754399 | Officer (President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,437 | $409.48F2 | −$588,422.76 | 89,194 | Direct | |
| Aug 13, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,003 | $410.82F3 | −$822,872.46 | 87,191 | Direct | |
| Aug 13, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,094 | $412.09F4 | −$1,275,006.46 | 84,097 | Direct | |
| Aug 13, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −7,509 | $412.93F5 | −$3,100,691.37 | 76,588 | Direct | |
| Aug 13, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,956 | $413.99F6 | −$1,223,754.44 | 73,632 | Direct | |
| Aug 13, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,601 | $414.91F7 | −$1,079,180.91 | 71,031 | Direct | |
| Aug 13, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −400 | $416.11F8 | −$166,444 | 70,631 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects a weighted average sale price of $409.48 per share, at prices ranging from $409.25 to $409.815 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $410.82 per share, at prices ranging from $410.43 to $411.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $412.09 per share, at prices ranging from $411.44 to $412.42 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $412.93 per share, at prices ranging from $412.44 to $413.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects a weighted average sale price of $413.99 per share, at prices ranging from $413.44 to $414.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects a weighted average sale price of $414.91 per share, at prices ranging from $414.45 to $415.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects a weighted average sale price of $416.11 per share, at prices ranging from $415.80 to $416.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.