Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2021/8/16 申報
- 申報編號
- 0001209191-21-051579
- 申報時間
- 2021/8/16
- 交易日
- 2021/8/16
- 申報延遲
- 當天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $691.8 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/16 | Common Stock | M行使選擇權取得 | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | 間接 | |
| 2021/8/16 | Common Stock | S賣出處分 | −745 | $597.82F1 | −$445,375.9 | 32,302.51 | 間接 | |
| 2021/8/16 | Common Stock | S賣出處分 | −1,241 | $598.70F2 | −$742,986.7 | 31,061.51 | 間接 | |
| 2021/8/16 | Common Stock | S賣出處分 | −1,414 | $599.70F3 | −$847,975.8 | 29,647.51 | 間接 | |
| 2021/8/16 | Common Stock | S賣出處分 | −1,616 | $600.88F4 | −$971,022.08 | 28,031.51 | 間接 | |
| 2021/8/16 | Common Stock | S賣出處分 | −2,727 | $601.75F5 | −$1,640,972.25 | 25,304.51 | 間接 | |
| 2021/8/16 | Common Stock | S賣出處分 | −841 | $602.99F6 | −$507,114.59 | 24,463.51 | 間接 | |
| 2021/8/16 | Common Stock | S賣出處分 | −1,395 | $603.85F7 | −$842,370.75 | 23,068.51 | 間接 | |
| 2021/8/16 | Common Stock | S賣出處分 | −1,321 | $604.77F8 | −$798,901.17 | 21,747.51 | 間接 | |
| 2021/8/16 | Common Stock | S賣出處分 | −200 | $605.31 | −$121,062 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/16 | Common Stock | M行使選擇權處分 | −11,500 | $0.00 | $0 | 161,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $597.23 - $598.17. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $598.23 - $599.14. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $599.24 - $600.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $600.26 - $601.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $601.26 - $602.09. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $602.44 - $603.26. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $603.48 - $604.24. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $604.25 - $605.10. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10b5-1 Plan.