Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Aug 16, 2021
- Accession no.
- 0001209191-21-051579
- Filed
- Aug 16, 2021
- Trade date
- Aug 16, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.92M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −745 | $597.82F1 | −$445,375.9 | 32,302.51 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −1,241 | $598.70F2 | −$742,986.7 | 31,061.51 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −1,414 | $599.70F3 | −$847,975.8 | 29,647.51 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −1,616 | $600.88F4 | −$971,022.08 | 28,031.51 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −2,727 | $601.75F5 | −$1,640,972.25 | 25,304.51 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −841 | $602.99F6 | −$507,114.59 | 24,463.51 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −1,395 | $603.85F7 | −$842,370.75 | 23,068.51 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −1,321 | $604.77F8 | −$798,901.17 | 21,747.51 | Indirect | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −200 | $605.31 | −$121,062 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 161,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $597.23 - $598.17. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $598.23 - $599.14. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $599.24 - $600.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $600.26 - $601.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $601.26 - $602.09. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $602.44 - $603.26. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $603.48 - $604.24. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $604.25 - $605.10. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10b5-1 Plan.