Henderson Robert S 的 Form 4 申報
TransDigm Group INC（TDG），2021/8/3 申報
- 申報編號
- 0001209191-21-049194
- 申報時間
- 2021/8/3
- 交易日
- 2021/8/2
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $644.0 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Henderson Robert SCIK 0001352561 | 高階主管（Exec.V.P.） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/2 | Common Stock | M行使選擇權取得 | +10,000 | $191.79 | +$1,917,900 | 10,000 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −394 | $637.50F1 | −$251,175 | 9,606 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −433 | $638.35F2 | −$276,405.55 | 9,173 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −144 | $639.41F3 | −$92,075.04 | 9,029 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −3,155 | $640.21F4 | −$2,019,862.55 | 5,874 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −157 | $641.52F5 | −$100,718.64 | 5,717 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −552 | $643.15F6 | −$355,018.8 | 5,165 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −387 | $643.80F7 | −$249,150.6 | 4,778 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −198 | $645.20F8 | −$127,749.6 | 4,580 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −637 | $646.34F9 | −$411,718.58 | 3,943 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −1,601 | $647.56F10 | −$1,036,743.56 | 2,342 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −1,411 | $648.35F11 | −$914,821.85 | 931 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −884 | $649.27F12 | −$573,954.68 | 47 | 間接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −47 | $649.94 | −$30,547.18 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/2 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 102,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $636.93 - $637.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $637.94 - $638.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $638.399 - $639.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $640.00 - $641.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $641.07 - $641.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $642.50 - $643.47. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $643.55 - $644.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $644.78 - $645.78. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $645.85 - $646.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $646.86 - $647.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $647.89 - $648.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $648.90 - $649.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10b5-1 plan.