Henderson Robert S's Form 4 filing
TransDigm Group INC (TDG) · filed Aug 3, 2021
- Accession no.
- 0001209191-21-049194
- Filed
- Aug 3, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.44M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henderson Robert SCIK 0001352561 | Officer (Exec.V.P.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $191.79 | +$1,917,900 | 10,000 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −394 | $637.50F1 | −$251,175 | 9,606 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −433 | $638.35F2 | −$276,405.55 | 9,173 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −144 | $639.41F3 | −$92,075.04 | 9,029 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −3,155 | $640.21F4 | −$2,019,862.55 | 5,874 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −157 | $641.52F5 | −$100,718.64 | 5,717 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −552 | $643.15F6 | −$355,018.8 | 5,165 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −387 | $643.80F7 | −$249,150.6 | 4,778 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −198 | $645.20F8 | −$127,749.6 | 4,580 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −637 | $646.34F9 | −$411,718.58 | 3,943 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −1,601 | $647.56F10 | −$1,036,743.56 | 2,342 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −1,411 | $648.35F11 | −$914,821.85 | 931 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −884 | $649.27F12 | −$573,954.68 | 47 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −47 | $649.94 | −$30,547.18 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 102,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $636.93 - $637.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $637.94 - $638.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $638.399 - $639.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $640.00 - $641.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $641.07 - $641.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $642.50 - $643.47. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $643.55 - $644.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $644.78 - $645.78. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $645.85 - $646.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $646.86 - $647.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $647.89 - $648.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $648.90 - $649.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10b5-1 plan.