Henderson Robert S 的 Form 4 申報
TransDigm Group INC（TDG），2021/7/2 申報
- 申報編號
- 0001209191-21-044798
- 申報時間
- 2021/7/2
- 交易日
- 2021/7/1
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $654.7 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Henderson Robert SCIK 0001352561 | 高階主管（Exec.V.P.） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/1 | Common Stock | M行使選擇權取得 | +10,000 | $191.79 | +$1,917,900 | 10,000 | 間接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −79 | $649.92F1 | −$51,343.68 | 9,921 | 間接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −583 | $650.80F2 | −$379,416.4 | 9,338 | 間接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,052 | $651.91F3 | −$685,809.32 | 8,286 | 間接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,462 | $652.91F4 | −$954,554.42 | 6,824 | 間接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,122 | $653.77F5 | −$733,529.94 | 5,702 | 間接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,662 | $654.95F6 | −$1,088,526.9 | 4,040 | 間接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,582 | $655.92F7 | −$1,037,665.44 | 2,458 | 間接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,367 | $656.80F8 | −$897,845.6 | 1,091 | 間接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,091 | $658.09F9 | −$717,976.19 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/1 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 112,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $649.27 - $650.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $650.31 - $651.28. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $651.34 - $652.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $652.34 - $653.32. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $653.36 - $654.35. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $654.37 - $655.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $655.40 - $656.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $656.42 - $657.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $657.77 - $658.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions reported hereunder were made pursuant to an established 10b5-1 plan.