Henderson Robert S's Form 4 filing
TransDigm Group INC (TDG) · filed Jul 2, 2021
- Accession no.
- 0001209191-21-044798
- Filed
- Jul 2, 2021
- Trade date
- Jul 1, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.55M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henderson Robert SCIK 0001352561 | Officer (Exec.V.P.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $191.79 | +$1,917,900 | 10,000 | Indirect | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −79 | $649.92F1 | −$51,343.68 | 9,921 | Indirect | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −583 | $650.80F2 | −$379,416.4 | 9,338 | Indirect | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −1,052 | $651.91F3 | −$685,809.32 | 8,286 | Indirect | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −1,462 | $652.91F4 | −$954,554.42 | 6,824 | Indirect | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −1,122 | $653.77F5 | −$733,529.94 | 5,702 | Indirect | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −1,662 | $654.95F6 | −$1,088,526.9 | 4,040 | Indirect | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −1,582 | $655.92F7 | −$1,037,665.44 | 2,458 | Indirect | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −1,367 | $656.80F8 | −$897,845.6 | 1,091 | Indirect | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −1,091 | $658.09F9 | −$717,976.19 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 112,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $649.27 - $650.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $650.31 - $651.28. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $651.34 - $652.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $652.34 - $653.32. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $653.36 - $654.35. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $654.37 - $655.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $655.40 - $656.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $656.42 - $657.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $657.77 - $658.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10b5-1 plan.