Stahl Murray 的 Form 4/A 修正申報
修正Texas Pacific Land Corp（TPL），2021/12/30 申報
- 申報編號
- 0001207097-21-000455
- 申報時間
- 2021/12/30 16:33 ET
- 交易日
- 2021/12/27
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/12/28
這份申報列了 7 筆非衍生性交易。沿用原件裡沒有重述的 7 筆交易。公開市場買進合計 $1.28 萬。交易後 3 天申報。
這份申報後來被修正申報 0001207097-22-000001（2022/1/3）取代，網站的交易表改用修正後的版本。
這份修正申報重述了 0001207097-21-000451（2021/12/28 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stahl MurrayCIK 0001207097 | 董事 |
| Horizon Kinetics Asset Management LLCCIK 0001056823 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/27 | Common Stock | P買進取得 | +1 | $1,283.58 | +$1,283.58 | 42,998 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | +2 | $1,283.58 | +$2,567.16 | 103,113 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | +1 | $1,283.58 | +$1,283.58 | 2,468 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | +2 | $1,283.58 | +$2,567.16 | 1,221 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | +2 | $1,283.58 | +$2,567.16 | 1,439 | 直接 | |
| 2021/12/27 | Common Stock | P買進取得 | +1 | $1,283.58 | +$1,283.58 | 217,058 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | +1 | $1,283.58 | +$1,283.58 | 1,440 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001207097-21-000451（2021/12/28 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/27 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 1,427 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 1,444 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 5,409 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 1,441 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 5,921 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 60 | 間接 | |
| 2021/12/27 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 1,425 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This amendment removes accounts that were erroneously reported for the filing date of 12/27/2021. The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership in any account managed by Horizon except to the extent of his pecuniary interest, if any.
- F2
Mr. Stahl does not exercise investment discretion with respect to the securities of the Issuer. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer.
- F3
The amount reported as held following the transaction excludes approximately 1,343,167 shares as noted in Horizon's Schedule 13D filed on January 12, 2021, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.
- F4
The amount of common shares of the Issuer reported excludes partnerships and other accounts in which Mr. Stahl has a controlling interest and are reported separately. These accounts are managed by Horizon, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Manager but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership in any of the accounts managed by Horizon except to the extent of his pecuniary interest, if any.