Stahl Murray's Form 4/A amendment
AmendedTexas Pacific Land Corp (TPL) ยท filed Dec 30, 2021
- Accession no.
- 0001207097-21-000455
- Filed
- Dec 30, 2021, 4:33 PM ET
- Trade date
- Dec 27, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 28, 2021
This filing lists 7 non-derivative transactions. It carries over 7 transactions from the original filing that it did not restate. Open-market purchases total $12.8K. It was filed 3 days after the trade.
This filing was later replaced by the amendment 0001207097-22-000001 (Jan 3, 2022). Trade tables on this site use the amended version.
This amendment restates part of 0001207097-21-000451 (filed Dec 28, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stahl MurrayCIK 0001207097 | Director |
| Horizon Kinetics Asset Management LLCCIK 0001056823 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | +1 | $1,283.58 | +$1,283.58 | 42,998 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | +2 | $1,283.58 | +$2,567.16 | 103,113 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | +1 | $1,283.58 | +$1,283.58 | 2,468 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | +2 | $1,283.58 | +$2,567.16 | 1,221 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | +2 | $1,283.58 | +$2,567.16 | 1,439 | Direct | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | +1 | $1,283.58 | +$1,283.58 | 217,058 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | +1 | $1,283.58 | +$1,283.58 | 1,440 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001207097-21-000451 (filed Dec 28, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 1,427 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 1,444 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 5,409 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 1,441 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 5,921 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 60 | Indirect | |
| Dec 27, 2021 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 1,425 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment removes accounts that were erroneously reported for the filing date of 12/27/2021. The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership in any account managed by Horizon except to the extent of his pecuniary interest, if any.
- F2
Mr. Stahl does not exercise investment discretion with respect to the securities of the Issuer. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer.
- F3
The amount reported as held following the transaction excludes approximately 1,343,167 shares as noted in Horizon's Schedule 13D filed on January 12, 2021, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.
- F4
The amount of common shares of the Issuer reported excludes partnerships and other accounts in which Mr. Stahl has a controlling interest and are reported separately. These accounts are managed by Horizon, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Manager but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership in any of the accounts managed by Horizon except to the extent of his pecuniary interest, if any.