Siegall Clay B 的 Form 4 申報
Seagen Inc.（SGEN），2022/3/9 申報
- 申報編號
- 0001203311-22-000018
- 申報時間
- 2022/3/9
- 交易日
- 2022/3/7
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $229.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siegall Clay BCIK 0001167496 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/7 | Common Stock | M行使選擇權取得 | +100 | $26.10 | +$2,610 | 668,045 | 直接 | |
| 2022/3/7 | Common Stock | S賣出處分 | −100 | $136.33 | −$13,633 | 667,945 | 直接 | |
| 2022/3/7 | Common Stock | M行使選擇權取得 | +3,900 | $26.10 | +$101,790 | 671,845 | 直接 | |
| 2022/3/7 | Common Stock | S賣出處分 | −3,900 | $132.72F3 | −$517,608 | 667,945 | 直接 | |
| 2022/3/7 | Common Stock | M行使選擇權取得 | +2,400 | $26.10 | +$62,640 | 670,345 | 直接 | |
| 2022/3/7 | Common Stock | S賣出處分 | −2,400 | $133.69F4 | −$320,856 | 667,945 | 直接 | |
| 2022/3/7 | Common Stock | M行使選擇權取得 | +6,643 | $26.10 | +$173,382.3 | 674,588 | 直接 | |
| 2022/3/7 | Common Stock | S賣出處分 | −6,643 | $134.74F5 | −$895,077.82 | 667,945 | 直接 | |
| 2022/3/7 | Common Stock | M行使選擇權取得 | +4,000 | $26.10 | +$104,400 | 671,945 | 直接 | |
| 2022/3/7 | Common Stock | S賣出處分 | −4,000 | $135.62F6 | −$542,480 | 667,945 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/7 | Common Stock | M行使選擇權處分 | −100 | $0.00 | $0 | 102,158 | 直接 | |
| 2022/3/7 | Common Stock | M行使選擇權處分 | −3,900 | $0.00 | $0 | 98,258 | 直接 | |
| 2022/3/7 | Common Stock | M行使選擇權處分 | −2,400 | $0.00 | $0 | 95,858 | 直接 | |
| 2022/3/7 | Common Stock | M行使選擇權處分 | −6,643 | $0.00 | $0 | 89,215 | 直接 | |
| 2022/3/7 | Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 85,215 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $132.15 to $133.14. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $133.16 to $134.09. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $134.26 to $135.25. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $135.28 to $136.25. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。