Siegall Clay B's Form 4 filing
Seagen Inc. (SGEN) · filed Mar 9, 2022
- Accession no.
- 0001203311-22-000018
- Filed
- Mar 9, 2022
- Trade date
- Mar 7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $2.29M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siegall Clay BCIK 0001167496 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2022 | Common Stock | MOption exerciseAcquired | +100 | $26.10 | +$2,610 | 668,045 | Direct | |
| Mar 7, 2022 | Common Stock | SSaleDisposed | −100 | $136.33 | −$13,633 | 667,945 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseAcquired | +3,900 | $26.10 | +$101,790 | 671,845 | Direct | |
| Mar 7, 2022 | Common Stock | SSaleDisposed | −3,900 | $132.72F3 | −$517,608 | 667,945 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseAcquired | +2,400 | $26.10 | +$62,640 | 670,345 | Direct | |
| Mar 7, 2022 | Common Stock | SSaleDisposed | −2,400 | $133.69F4 | −$320,856 | 667,945 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseAcquired | +6,643 | $26.10 | +$173,382.3 | 674,588 | Direct | |
| Mar 7, 2022 | Common Stock | SSaleDisposed | −6,643 | $134.74F5 | −$895,077.82 | 667,945 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $26.10 | +$104,400 | 671,945 | Direct | |
| Mar 7, 2022 | Common Stock | SSaleDisposed | −4,000 | $135.62F6 | −$542,480 | 667,945 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2022 | Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 102,158 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseDisposed | −3,900 | $0.00 | $0 | 98,258 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseDisposed | −2,400 | $0.00 | $0 | 95,858 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseDisposed | −6,643 | $0.00 | $0 | 89,215 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 85,215 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $132.15 to $133.14. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $133.16 to $134.09. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $134.26 to $135.25. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $135.28 to $136.25. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.