Siegall Clay B 的 Form 4 申報
Seagen Inc.（SGEN），2022/1/11 申報
- 申報編號
- 0001203311-22-000004
- 申報時間
- 2022/1/11
- 交易日
- 2022/1/7
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $246.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siegall Clay BCIK 0001167496 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/7 | Common Stock | M行使選擇權取得 | +1,100 | $26.10 | +$28,710 | 669,045 | 直接 | |
| 2022/1/7 | Common Stock | S賣出處分 | −1,100 | $147.16F3 | −$161,876 | 667,945 | 直接 | |
| 2022/1/7 | Common Stock | M行使選擇權取得 | +3,221 | $26.10 | +$84,068.1 | 671,166 | 直接 | |
| 2022/1/7 | Common Stock | S賣出處分 | −3,221 | $145.84F4 | −$469,750.64 | 667,945 | 直接 | |
| 2022/1/7 | Common Stock | M行使選擇權取得 | +4,560 | $26.10 | +$119,016 | 672,505 | 直接 | |
| 2022/1/7 | Common Stock | S賣出處分 | −4,560 | $144.82F5 | −$660,379.2 | 667,945 | 直接 | |
| 2022/1/7 | Common Stock | M行使選擇權取得 | +8,163 | $26.10 | +$213,054.3 | 676,108 | 直接 | |
| 2022/1/7 | Common Stock | S賣出處分 | −8,163 | $143.91F6 | −$1,174,737.33 | 667,945 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/7 | Common Stock | M行使選擇權處分 | −1,100 | $0.00 | $0 | 135,245 | 直接 | |
| 2022/1/7 | Common Stock | M行使選擇權處分 | −3,221 | $0.00 | $0 | 132,024 | 直接 | |
| 2022/1/7 | Common Stock | M行使選擇權處分 | −4,560 | $0.00 | $0 | 127,464 | 直接 | |
| 2022/1/7 | Common Stock | M行使選擇權處分 | −8,163 | $0.00 | $0 | 119,301 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $146.71 to $147.68. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $145.42 to $146.38. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $144.41 to $145.36. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $143.41 to $144.38. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。