Siegall Clay B's Form 4 filing
Seagen Inc. (SGEN) · filed Jan 11, 2022
- Accession no.
- 0001203311-22-000004
- Filed
- Jan 11, 2022
- Trade date
- Jan 7, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.47M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siegall Clay BCIK 0001167496 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Stock | MOption exerciseAcquired | +1,100 | $26.10 | +$28,710 | 669,045 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −1,100 | $147.16F3 | −$161,876 | 667,945 | Direct | |
| Jan 7, 2022 | Common Stock | MOption exerciseAcquired | +3,221 | $26.10 | +$84,068.1 | 671,166 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −3,221 | $145.84F4 | −$469,750.64 | 667,945 | Direct | |
| Jan 7, 2022 | Common Stock | MOption exerciseAcquired | +4,560 | $26.10 | +$119,016 | 672,505 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −4,560 | $144.82F5 | −$660,379.2 | 667,945 | Direct | |
| Jan 7, 2022 | Common Stock | MOption exerciseAcquired | +8,163 | $26.10 | +$213,054.3 | 676,108 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −8,163 | $143.91F6 | −$1,174,737.33 | 667,945 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Stock | MOption exerciseDisposed | −1,100 | $0.00 | $0 | 135,245 | Direct | |
| Jan 7, 2022 | Common Stock | MOption exerciseDisposed | −3,221 | $0.00 | $0 | 132,024 | Direct | |
| Jan 7, 2022 | Common Stock | MOption exerciseDisposed | −4,560 | $0.00 | $0 | 127,464 | Direct | |
| Jan 7, 2022 | Common Stock | MOption exerciseDisposed | −8,163 | $0.00 | $0 | 119,301 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $146.71 to $147.68. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $145.42 to $146.38. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $144.41 to $145.36. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $143.41 to $144.38. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.