Siegall Clay B 的 Form 4 申報
Seagen Inc.（SGEN），2021/12/9 申報
- 申報編號
- 0001203311-21-000090
- 申報時間
- 2021/12/9
- 交易日
- 2021/12/7
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $675.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siegall Clay BCIK 0001167496 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/7 | Common Stock | M行使選擇權取得 | +1,650 | $26.10 | +$43,065 | 670,822 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −1,650 | $146.54F3 | −$241,791 | 669,172 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權取得 | +12,238 | $26.10 | +$319,411.8 | 681,410 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −12,238 | $147.83F4 | −$1,809,143.54 | 669,172 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權取得 | +14,691 | $26.10 | +$383,435.1 | 683,863 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −14,691 | $148.27F5 | −$2,178,234.57 | 669,172 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權取得 | +11,522 | $26.10 | +$300,724.2 | 680,694 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −11,522 | $149.56F6 | −$1,723,230.32 | 669,172 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權取得 | +5,348 | $26.10 | +$139,582.8 | 674,520 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −5,348 | $150.38F7 | −$804,232.24 | 669,172 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/7 | Common Stock | M行使選擇權處分 | −1,650 | $0.00 | $0 | 180,144 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權處分 | −12,238 | $0.00 | $0 | 167,906 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權處分 | −14,691 | $0.00 | $0 | 153,215 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權處分 | −11,522 | $0.00 | $0 | 141,693 | 直接 | |
| 2021/12/7 | Common Stock | M行使選擇權處分 | −5,348 | $0.00 | $0 | 136,345 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $146.02 to $146.91. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $147.09 to $148.08. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $148.09 to $149.07. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $149.10 to $150.09. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $150.10 to $151.03. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。