Siegall Clay B's Form 4 filing
Seagen Inc. (SGEN) · filed Dec 9, 2021
- Accession no.
- 0001203311-21-000090
- Filed
- Dec 9, 2021
- Trade date
- Dec 7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $6.76M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siegall Clay BCIK 0001167496 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +1,650 | $26.10 | +$43,065 | 670,822 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −1,650 | $146.54F3 | −$241,791 | 669,172 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +12,238 | $26.10 | +$319,411.8 | 681,410 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −12,238 | $147.83F4 | −$1,809,143.54 | 669,172 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +14,691 | $26.10 | +$383,435.1 | 683,863 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −14,691 | $148.27F5 | −$2,178,234.57 | 669,172 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +11,522 | $26.10 | +$300,724.2 | 680,694 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −11,522 | $149.56F6 | −$1,723,230.32 | 669,172 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +5,348 | $26.10 | +$139,582.8 | 674,520 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −5,348 | $150.38F7 | −$804,232.24 | 669,172 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | MOption exerciseDisposed | −1,650 | $0.00 | $0 | 180,144 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseDisposed | −12,238 | $0.00 | $0 | 167,906 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseDisposed | −14,691 | $0.00 | $0 | 153,215 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseDisposed | −11,522 | $0.00 | $0 | 141,693 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseDisposed | −5,348 | $0.00 | $0 | 136,345 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $146.02 to $146.91. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $147.09 to $148.08. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $148.09 to $149.07. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $149.10 to $150.09. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $150.10 to $151.03. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.