Siegall Clay B 的 Form 4 申報
Seagen Inc.（SGEN），2021/8/6 申報
- 申報編號
- 0001203311-21-000051
- 申報時間
- 2021/8/6
- 交易日
- 2021/8/5-8/6
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、6 筆衍生性交易。公開市場賣出合計 $476.7 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siegall Clay BCIK 0001167496 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/5 | Common Stock | M行使選擇權取得 | +2,300 | $15.46 | +$35,558 | 717,509 | 直接 | |
| 2021/8/5 | Common Stock | S賣出處分 | −2,300 | $164.77F3 | −$378,971 | 715,209 | 直接 | |
| 2021/8/5 | Common Stock | M行使選擇權取得 | +4,813 | $15.46 | +$74,408.98 | 720,022 | 直接 | |
| 2021/8/5 | Common Stock | S賣出處分 | −4,813 | $163.80F4 | −$788,369.4 | 715,209 | 直接 | |
| 2021/8/5 | Common Stock | M行使選擇權取得 | +9,262 | $15.46 | +$143,190.52 | 724,471 | 直接 | |
| 2021/8/5 | Common Stock | S賣出處分 | −9,262 | $163.10F5 | −$1,510,632.2 | 715,209 | 直接 | |
| 2021/8/5 | Common Stock | M行使選擇權取得 | +7,185 | $15.46 | +$111,080.1 | 722,394 | 直接 | |
| 2021/8/5 | Common Stock | S賣出處分 | −7,185 | $162.02F6 | −$1,164,113.7 | 715,209 | 直接 | |
| 2021/8/6 | Common Stock | M行使選擇權取得 | +2,117 | $15.46 | +$32,728.82 | 717,326 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −2,117 | $160.46F7 | −$339,693.82 | 715,209 | 直接 | |
| 2021/8/6 | Common Stock | M行使選擇權取得 | +3,676 | $15.46 | +$56,830.96 | 718,885 | 直接 | |
| 2021/8/6 | Common Stock | S賣出處分 | −3,676 | $159.26F8 | −$585,439.76 | 715,209 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/5 | Common Stock | M行使選擇權處分 | −2,300 | $0.00 | $0 | 27,053 | 直接 | |
| 2021/8/5 | Common Stock | M行使選擇權處分 | −4,813 | $0.00 | $0 | 22,240 | 直接 | |
| 2021/8/5 | Common Stock | M行使選擇權處分 | −9,262 | $0.00 | $0 | 12,978 | 直接 | |
| 2021/8/5 | Common Stock | M行使選擇權處分 | −7,185 | $0.00 | $0 | 5,793 | 直接 | |
| 2021/8/6 | Common Stock | M行使選擇權處分 | −2,117 | $0.00 | $0 | 3,676 | 直接 | |
| 2021/8/6 | Common Stock | M行使選擇權處分 | −3,676 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $164.57 to $164.98. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $163.46 to $164.45. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $162.46 to $163.45. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $161.45 to $162.44. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $160.01 to $160.98. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $158.78 to $159.65. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。