Siegall Clay B's Form 4 filing
Seagen Inc. (SGEN) · filed Aug 6, 2021
- Accession no.
- 0001203311-21-000051
- Filed
- Aug 6, 2021
- Trade date
- Aug 5-6, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $4.77M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siegall Clay BCIK 0001167496 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Stock | MOption exerciseAcquired | +2,300 | $15.46 | +$35,558 | 717,509 | Direct | |
| Aug 5, 2021 | Common Stock | SSaleDisposed | −2,300 | $164.77F3 | −$378,971 | 715,209 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseAcquired | +4,813 | $15.46 | +$74,408.98 | 720,022 | Direct | |
| Aug 5, 2021 | Common Stock | SSaleDisposed | −4,813 | $163.80F4 | −$788,369.4 | 715,209 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseAcquired | +9,262 | $15.46 | +$143,190.52 | 724,471 | Direct | |
| Aug 5, 2021 | Common Stock | SSaleDisposed | −9,262 | $163.10F5 | −$1,510,632.2 | 715,209 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseAcquired | +7,185 | $15.46 | +$111,080.1 | 722,394 | Direct | |
| Aug 5, 2021 | Common Stock | SSaleDisposed | −7,185 | $162.02F6 | −$1,164,113.7 | 715,209 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +2,117 | $15.46 | +$32,728.82 | 717,326 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −2,117 | $160.46F7 | −$339,693.82 | 715,209 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +3,676 | $15.46 | +$56,830.96 | 718,885 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −3,676 | $159.26F8 | −$585,439.76 | 715,209 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Stock | MOption exerciseDisposed | −2,300 | $0.00 | $0 | 27,053 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseDisposed | −4,813 | $0.00 | $0 | 22,240 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseDisposed | −9,262 | $0.00 | $0 | 12,978 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseDisposed | −7,185 | $0.00 | $0 | 5,793 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −2,117 | $0.00 | $0 | 3,676 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −3,676 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $164.57 to $164.98. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $163.46 to $164.45. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $162.46 to $163.45. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $161.45 to $162.44. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $160.01 to $160.98. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $158.78 to $159.65. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.