Mainsail Partners III, L.P. 的 Form 4 申報
Brilliant Earth Group, Inc.（BRLT），2026/8/12 申報
- 申報編號
- 0001193125-26-347377
- 申報時間
- 2026/8/12 19:18 ET
- 交易日
- 2026/8/10
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $6.43 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mainsail Partners III, L.P.CIK 0001543760 | 持股 10% 以上大股東 |
| Mainsail Co-Investors III, L.P.CIK 0001570211 | 持股 10% 以上大股東 |
| Mainsail Incentive Program, LLCCIK 0001883293 | 持股 10% 以上大股東 |
| Mainsail GP III, LLCCIK 0001883360 | 持股 10% 以上大股東 |
| Mainsail Management Company, LLCCIK 0001883367 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/8/10 | Class A Common Stock | C轉換處分 | −50,000 | –F2 | – | 31,848,071 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents common units of Brilliant Earth, LLC (the "LLC Units") and shares of Class B common stock exchanged for shares of Class A common stock including (i) 48,824 LLC Units and shares of Class B common stock exchanged by Mainsail Partners III, L.P. ("MP III"), (ii) 97 LLC Units and shares of Class B common stock exchanged by Mainsail Incentive Program, LLC ("MIP"), and (iii) 1,079 LLC Units and shares of Class B common stock exchanged by Mainsail Co-Investors III, L.P. ("MCOI").
表 I 有 2 筆交易的價格引用這則附註。
- F2
LLC Units (together with one share of Class B common stock for every LLC Unit) are exchangeable for one share of the Issuer's Class A common stock. The reported LLC Units, which were acquired by the reporting persons prior to the Issuer's initial public offering, do not expire.
表 II 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $1.25 to $1.40, inclusive. The reported price reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the United States Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was affected.
表 I 有 1 筆交易的價格引用這則附註。