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Mainsail Partners III, L.P.'s Form 4 filing

Brilliant Earth Group, Inc. (BRLT) · filed Aug 12, 2026

Accession no.
0001193125-26-347377
Filed
Aug 12, 2026, 7:18 PM ET
Trade date
Aug 10, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $64.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mainsail Partners III, L.P.CIK 000154376010% Owner
Mainsail Co-Investors III, L.P.CIK 000157021110% Owner
Mainsail Incentive Program, LLCCIK 000188329310% Owner
Mainsail GP III, LLCCIK 000188336010% Owner
Mainsail Management Company, LLCCIK 000188336710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 10, 2026Class B Common StockCConversionDisposed−50,000–F1–31,848,071IndirectDuplicate filing
Aug 10, 2026Class A Common StockCConversionAcquired+50,000–F1–50,000IndirectDuplicate filing
Aug 10, 2026Class A Common StockSSaleDisposed−50,000$1.29F5−$64,3500IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 10, 2026Class A Common StockCConversionDisposed−50,000–F2–31,848,071IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents common units of Brilliant Earth, LLC (the "LLC Units") and shares of Class B common stock exchanged for shares of Class A common stock including (i) 48,824 LLC Units and shares of Class B common stock exchanged by Mainsail Partners III, L.P. ("MP III"), (ii) 97 LLC Units and shares of Class B common stock exchanged by Mainsail Incentive Program, LLC ("MIP"), and (iii) 1,079 LLC Units and shares of Class B common stock exchanged by Mainsail Co-Investors III, L.P. ("MCOI").

Referenced by the price of 2 transactions in Table I.

F2

LLC Units (together with one share of Class B common stock for every LLC Unit) are exchangeable for one share of the Issuer's Class A common stock. The reported LLC Units, which were acquired by the reporting persons prior to the Issuer's initial public offering, do not expire.

Referenced by the price of 1 transaction in Table II.

F5

This transaction was executed in multiple trades at prices ranging from $1.25 to $1.40, inclusive. The reported price reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the United States Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was affected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)