Khosla Vinod 的 Form 4 申報
LanzaTech Global, Inc.（LNZA），2026/1/29 申報
- 申報編號
- 0001193125-26-029839
- 申報時間
- 2026/1/29
- 交易日
- 2026/1/21
- 申報延遲
- 8 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 1 筆非衍生性交易、2 筆衍生性交易。交易後 8 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Khosla VinodCIK 0001032453 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/1/21 | Common Stock | C轉換取得 | +3,250,322 | –F1 | – | 3,678,998 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents shares of common stock of the Issuer following the conversion of 20,000,000 shares of the Issuer's preferred stock designated as "Series A Convertible Senior Preferred Stock," par value of $0.0001 per share ("Preferred Stock"). Pursuant to the Second Amended & Restated Certificate of Designation of Series A Preferred Stock of LanzaTech Global, Inc. (the "Second A&R COD"), these shares of Preferred Stock were automatically converted into the aggregate of 3,250,322 fully paid and non-assessable shares of the Issuer's common stock, par value $0.0000001 (the "Common Stock") on January 21, 2026. This further reflects the effect of a 1-for-100 reverse stock split implemented by the Company on August 18, 2025.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Represents 20,000,000 shares of the Issuer's Preferred Stock, purchased for an aggregate purchase price of $40,000,000. These shares of Preferred Stock were automatically converted into the aggregate of 3,250,322 shares of the Issuer's Common Stock pursuant to the Second A&R COD on January 21, 2026.
表 II 有 1 筆交易的價格引用這則附註。
- F4
Reflects the issuance of a warrant (the "Warrant") to purchase 7,800,000 shares of Common Stock at an exercise price equal to $0.0000001 per share (the "Warrant Shares"), which is exercisable at any time prior to 5:00 p.m. New York City time on December 31, 2026 (the "Expiration Time") and will be automatically exercised on a cashless, net-exercise basis immediately prior to the Expiration Time. The Warrant was issued pursuant to that certain Series A Convertible Senior Preferred Stock Purchase Agreement (as amended, restated, supplemented or otherwise modified from time to time, the "Purchase Agreement") entered into between the Company and LanzaTech Global SPV, LLC on May 7, 2025.
表 II 有 1 筆交易的價格引用這則附註。