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Khosla Vinod's Form 4 filing

LanzaTech Global, Inc. (LNZA) · filed Jan 29, 2026

Accession no.
0001193125-26-029839
Filed
Jan 29, 2026
Trade date
Jan 21, 2026
Filing delay
8 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 8 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Khosla VinodCIK 000103245310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 21, 2026Common StockCConversionAcquired+3,250,322–F1–3,678,998Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 21, 2026Common StockCConversionDisposed−3,250,322–F2–0Indirect
Jan 21, 2026Common StockPPurchaseAcquired+7,800,000–F4–7,800,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents shares of common stock of the Issuer following the conversion of 20,000,000 shares of the Issuer's preferred stock designated as "Series A Convertible Senior Preferred Stock," par value of $0.0001 per share ("Preferred Stock"). Pursuant to the Second Amended & Restated Certificate of Designation of Series A Preferred Stock of LanzaTech Global, Inc. (the "Second A&R COD"), these shares of Preferred Stock were automatically converted into the aggregate of 3,250,322 fully paid and non-assessable shares of the Issuer's common stock, par value $0.0000001 (the "Common Stock") on January 21, 2026. This further reflects the effect of a 1-for-100 reverse stock split implemented by the Company on August 18, 2025.

Referenced by the price of 1 transaction in Table I.

F2

Represents 20,000,000 shares of the Issuer's Preferred Stock, purchased for an aggregate purchase price of $40,000,000. These shares of Preferred Stock were automatically converted into the aggregate of 3,250,322 shares of the Issuer's Common Stock pursuant to the Second A&R COD on January 21, 2026.

Referenced by the price of 1 transaction in Table II.

F4

Reflects the issuance of a warrant (the "Warrant") to purchase 7,800,000 shares of Common Stock at an exercise price equal to $0.0000001 per share (the "Warrant Shares"), which is exercisable at any time prior to 5:00 p.m. New York City time on December 31, 2026 (the "Expiration Time") and will be automatically exercised on a cashless, net-exercise basis immediately prior to the Expiration Time. The Warrant was issued pursuant to that certain Series A Convertible Senior Preferred Stock Purchase Agreement (as amended, restated, supplemented or otherwise modified from time to time, the "Purchase Agreement") entered into between the Company and LanzaTech Global SPV, LLC on May 7, 2025.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)