Cochran Caroline 的 Form 4 申報

Oklo Inc.（OKLO），2026/1/9 申報

申報編號: 0001193125-26-009196
申報時間: 2026/1/9
交易日: 2026/1/7-1/8
申報延遲: 2 天
10b5-1 計畫: 有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 20 筆非衍生性交易。公開市場賣出合計 $3,248 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Cochran CarolineCIK 0002021786	董事、高階主管（共同創辦人、營運長）、持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2026/1/7	Class A Common Stock	S賣出處分	−3,121	$93.79^F2	−$292,718.59	915,902	直接
2026/1/7	Class A Common Stock	S賣出處分	−1,214	$94.52^F3	−$114,747.28	914,688	直接
2026/1/7	Class A Common Stock	S賣出處分	−4,386	$95.76^F4	−$420,003.36	910,302	直接
2026/1/7	Class A Common Stock	S賣出處分	−5,609	$96.99^F5	−$544,016.91	904,693	直接
2026/1/7	Class A Common Stock	S賣出處分	−34,579	$97.92^F6	−$3,385,975.68	870,114	直接
2026/1/7	Class A Common Stock	S賣出處分	−35,499	$98.75^F7	−$3,505,526.25	834,615	直接
2026/1/7	Class A Common Stock	S賣出處分	−7,596	$99.49^F8	−$755,726.04	827,019	直接
2026/1/8	Class A Common Stock	S賣出處分	−1,255	$100.00	−$125,500	825,764	直接
2026/1/7	Class A Common Stock	S賣出處分	−69,827	$100.06^F9	−$6,986,889.62	1,410,173	間接
2026/1/8	Class A Common Stock	S賣出處分	−1,100	$100.02^F10	−$110,022	1,409,073	間接
2026/1/7	Class A Common Stock	S賣出處分	−3,121	$93.79^F2	−$292,718.59	925,076	間接
2026/1/7	Class A Common Stock	S賣出處分	−1,214	$94.52^F3	−$114,747.28	923,862	間接
2026/1/7	Class A Common Stock	S賣出處分	−4,387	$95.76^F4	−$420,099.12	919,475	間接
2026/1/7	Class A Common Stock	S賣出處分	−5,608	$96.99^F5	−$543,919.92	913,867	間接
2026/1/7	Class A Common Stock	S賣出處分	−34,580	$97.92^F6	−$3,386,073.6	879,287	間接
2026/1/7	Class A Common Stock	S賣出處分	−35,498	$98.75^F7	−$3,505,427.5	843,789	間接
2026/1/7	Class A Common Stock	S賣出處分	−7,597	$99.49^F8	−$755,825.53	836,192	間接
2026/1/8	Class A Common Stock	S賣出處分	−1,255	$100.00	−$125,500	834,937	間接
2026/1/7	Class A Common Stock	S賣出處分	−69,826	$100.06^F9	−$6,986,789.56	1,410,174	間接
2026/1/8	Class A Common Stock	S賣出處分	−1,100	$100.02^F10	−$110,022	1,409,074	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.15 - $94.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 2 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.19 - $94.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 2 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.24 - $96.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 2 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.28 - $97.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 2 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.29 - $98.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 2 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.30 - $99.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 2 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.31 - $99.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 2 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.70 - $100.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 2 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 - $100.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 2 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）