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Cochran Caroline's Form 4 filing

Oklo Inc. (OKLO) · filed Jan 9, 2026

Accession no.
0001193125-26-009196
Filed
Jan 9, 2026
Trade date
Jan 7-8, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 20 non-derivative transactions. Open-market sales total $32.5M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cochran CarolineCIK 0002021786Director, Officer (Co-Founder, COO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 7, 2026Class A Common StockSSaleDisposed−3,121$93.79F2−$292,718.59915,902Direct
Jan 7, 2026Class A Common StockSSaleDisposed−1,214$94.52F3−$114,747.28914,688Direct
Jan 7, 2026Class A Common StockSSaleDisposed−4,386$95.76F4−$420,003.36910,302Direct
Jan 7, 2026Class A Common StockSSaleDisposed−5,609$96.99F5−$544,016.91904,693Direct
Jan 7, 2026Class A Common StockSSaleDisposed−34,579$97.92F6−$3,385,975.68870,114Direct
Jan 7, 2026Class A Common StockSSaleDisposed−35,499$98.75F7−$3,505,526.25834,615Direct
Jan 7, 2026Class A Common StockSSaleDisposed−7,596$99.49F8−$755,726.04827,019Direct
Jan 8, 2026Class A Common StockSSaleDisposed−1,255$100.00−$125,500825,764Direct
Jan 7, 2026Class A Common StockSSaleDisposed−69,827$100.06F9−$6,986,889.621,410,173Indirect
Jan 8, 2026Class A Common StockSSaleDisposed−1,100$100.02F10−$110,0221,409,073Indirect
Jan 7, 2026Class A Common StockSSaleDisposed−3,121$93.79F2−$292,718.59925,076Indirect
Jan 7, 2026Class A Common StockSSaleDisposed−1,214$94.52F3−$114,747.28923,862Indirect
Jan 7, 2026Class A Common StockSSaleDisposed−4,387$95.76F4−$420,099.12919,475Indirect
Jan 7, 2026Class A Common StockSSaleDisposed−5,608$96.99F5−$543,919.92913,867Indirect
Jan 7, 2026Class A Common StockSSaleDisposed−34,580$97.92F6−$3,386,073.6879,287Indirect
Jan 7, 2026Class A Common StockSSaleDisposed−35,498$98.75F7−$3,505,427.5843,789Indirect
Jan 7, 2026Class A Common StockSSaleDisposed−7,597$99.49F8−$755,825.53836,192Indirect
Jan 8, 2026Class A Common StockSSaleDisposed−1,255$100.00−$125,500834,937Indirect
Jan 7, 2026Class A Common StockSSaleDisposed−69,826$100.06F9−$6,986,789.561,410,174Indirect
Jan 8, 2026Class A Common StockSSaleDisposed−1,100$100.02F10−$110,0221,409,074Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.15 - $94.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 2 transactions in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.19 - $94.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 2 transactions in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.24 - $96.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 2 transactions in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.28 - $97.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 2 transactions in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.29 - $98.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 2 transactions in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.30 - $99.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 2 transactions in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.31 - $99.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 2 transactions in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.70 - $100.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 2 transactions in Table I.

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 - $100.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)