Haller Kenneth 的 Form 4 申報

RTB Digital, Inc.（RTB），2021/12/10 申報

申報編號: 0001185185-21-001828
申報時間: 2021/12/10 14:21 ET
交易日: 2020/4/30-2021/9/30
申報延遲: 589 天遲報
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 30 筆非衍生性交易、6 筆衍生性交易。公開市場賣出合計 $994.6 萬。交易後 589 天才申報，超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Haller KennethCIK 0001827191	高階主管（President of Payments）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2020/4/30	Common Stock, par value $0.001	A公司授予取得	+17,000,000	$0.48	+$8,160,000	17,000,000	直接
2020/6/24	Common Stock, par value $0.001	M行使選擇權取得	+500,000	$0.065	+$32,500	17,500,000	直接
2021/4/5	Common Stock, par value $0.001	S賣出處分	−26,800	$15.10^F3	−$404,680	2,889,866	直接
2021/4/6	Common Stock, par value $0.001	S賣出處分	−9,251	$16.66^F4	−$154,121.66	2,880,615	直接
2021/4/6	Common Stock, par value $0.001	S賣出處分	−18,300	$17.54^F5	−$320,982	2,862,315	直接
2021/4/6	Common Stock, par value $0.001	S賣出處分	−12,449	$18.28^F6	−$227,567.72	2,849,866	直接
2021/4/7	Common Stock, par value $0.001	S賣出處分	−10,000	$18.44^F7	−$184,400	2,839,866	直接
2021/4/8	Common Stock, par value $0.001	S賣出處分	−5,383	$18.56^F8	−$99,908.48	2,834,483	直接
2021/4/9	Common Stock, par value $0.001	S賣出處分	−6,100	$16.55^F9	−$100,955	2,828,383	直接
2021/4/8	Common Stock, par value $0.001	S賣出處分	−6,168	$17.44^F10	−$107,569.92	2,822,215	直接
2021/4/12	Common Stock, par value $0.001	S賣出處分	−7,000	$16.78^F11	−$117,460	2,815,215	直接
2021/4/12	Common Stock, par value $0.001	S賣出處分	−9,000	$17.89^F12	−$161,010	2,806,215	直接
2021/5/20	Common Stock, par value $0.001	S賣出處分	−200	$10.50	−$2,100	2,806,015	直接
2021/5/24	Common Stock, par value $0.001	S賣出處分	−100	$10.50	−$1,050	2,805,915	直接
2021/5/25	Common Stock, par value $0.001	S賣出處分	−29,800	$10.18	−$303,364	2,776,115	直接
2021/5/26	Common Stock, par value $0.001	S賣出處分	−49,682	$11.23^F13	−$557,928.86	2,726,433	直接
2021/5/27	Common Stock, par value $0.001	S賣出處分	−90,318	$10.63^F14	−$960,080.34	2,636,115	直接
2021/6/1	Common Stock, par value $0.001	S賣出處分	−10,000	$11.99	−$119,900	2,626,115	直接
2021/6/7	Common Stock, par value $0.001	S賣出處分	−100,000	$13.77	−$1,377,000	2,526,115	直接
2021/6/10	Common Stock, par value $0.001	S賣出處分	−23,500	$14.18^F15	−$333,230	2,502,615	直接
2021/6/11	Common Stock, par value $0.001	S賣出處分	−3,465	$14.05^F16	−$48,683.25	2,499,150	直接
2021/6/14	Common Stock, par value $0.001	S賣出處分	−71,045	$15.12^F17	−$1,074,200.4	2,428,105	直接
2021/6/15	Common Stock, par value $0.001	S賣出處分	−1,990	$14.67	−$29,193.3	2,426,115	直接
2021/7/1	Common Stock, par value $0.001	S賣出處分	−85,000	$12.04^F18	−$1,023,400	2,341,115	直接
2021/7/2	Common Stock, par value $0.001	S賣出處分	−15,000	$11.40	−$171,000	2,326,115	直接
2021/7/20	Common Stock, par value $0.001	S賣出處分	−6,172	$9.85	−$60,794.2	2,319,943	直接
2021/7/20	Common Stock, par value $0.001	A公司授予取得	+615,600	$9.79	+$6,026,724	2,935,543	間接
2021/7/21	Common Stock, par value $0.001	S賣出處分	−25,000	$9.72	−$243,000	2,910,543	直接
2021/7/22	Common Stock, par value $0.001	S賣出處分	−48,423	$9.64^F19	−$466,797.72	2,862,120	直接
2021/7/23	Common Stock, par value $0.001	S賣出處分	−131,394	$9.86^F20	−$1,295,544.84	2,730,726	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2020/6/24	Common Stock, par value $0.001	A公司授予取得	+500,000	$0.00	$0	500,000	直接
2020/6/24	Common Stock, par value $0.001	D交回公司處分	−500,000	$0.00	$0	0	直接
2020/12/1	Common Stock, par value $0.001	A公司授予取得	+500,000	$0.00	$0	500,000	直接
2021/6/2	Common Stock, par value $0.001	A公司授予取得	+3,306	$0.00	$0	86,639	直接
2021/8/17	Common Stock, par value $0.001	A公司授予取得	+2,534,213	$0.00	$0	2,620,852	直接
2021/9/30	Common Stock, par value $0.001	D交回公司處分	−2,534,213	$0.00	$0	86,639	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (20) to this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.94, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.98, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.64, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $19.00, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.25, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.12 to $17.08, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $18.00, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.24, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $18.50, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.69, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F14

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.04, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F15

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.55, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F16

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.05 to $14.06, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F17

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $15.34, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F18

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.19, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F19

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.03, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F20

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to$10.00, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

備註

THIS FORM 4 IS CONTINUED ON THE FORM 4 FILED IMMEDIATELY AFTER THIS FORM 4. THE FILINGS WERE SEPARATED DUE TO INSUFFICIENT ROOM ON THE FIRST FILING TO SUPPLY ALL OF THE DATA.

看 SEC EDGAR 上的完整原文（在新分頁開啟）