Haller Kenneth's Form 4 filing
RTB Digital, Inc. (RTB) · filed Dec 10, 2021
- Accession no.
- 0001185185-21-001828
- Filed
- Dec 10, 2021, 2:21 PM ET
- Trade date
- Apr 30, 2020-Sep 30, 2021
- Filing delay
- 589 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions and 6 derivative transactions. Open-market sales total $9.95M. It was filed 589 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haller KennethCIK 0001827191 | Officer (President of Payments) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 30, 2020 | Common Stock, par value $0.001 | AGrant or awardAcquired | +17,000,000 | $0.48 | +$8,160,000 | 17,000,000 | Direct | |
| Jun 24, 2020 | Common Stock, par value $0.001 | MOption exerciseAcquired | +500,000 | $0.065 | +$32,500 | 17,500,000 | Direct | |
| Apr 5, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −26,800 | $15.10F3 | −$404,680 | 2,889,866 | Direct | |
| Apr 6, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −9,251 | $16.66F4 | −$154,121.66 | 2,880,615 | Direct | |
| Apr 6, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −18,300 | $17.54F5 | −$320,982 | 2,862,315 | Direct | |
| Apr 6, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −12,449 | $18.28F6 | −$227,567.72 | 2,849,866 | Direct | |
| Apr 7, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −10,000 | $18.44F7 | −$184,400 | 2,839,866 | Direct | |
| Apr 8, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −5,383 | $18.56F8 | −$99,908.48 | 2,834,483 | Direct | |
| Apr 9, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −6,100 | $16.55F9 | −$100,955 | 2,828,383 | Direct | |
| Apr 8, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −6,168 | $17.44F10 | −$107,569.92 | 2,822,215 | Direct | |
| Apr 12, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −7,000 | $16.78F11 | −$117,460 | 2,815,215 | Direct | |
| Apr 12, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −9,000 | $17.89F12 | −$161,010 | 2,806,215 | Direct | |
| May 20, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −200 | $10.50 | −$2,100 | 2,806,015 | Direct | |
| May 24, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −100 | $10.50 | −$1,050 | 2,805,915 | Direct | |
| May 25, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −29,800 | $10.18 | −$303,364 | 2,776,115 | Direct | |
| May 26, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −49,682 | $11.23F13 | −$557,928.86 | 2,726,433 | Direct | |
| May 27, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −90,318 | $10.63F14 | −$960,080.34 | 2,636,115 | Direct | |
| Jun 1, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −10,000 | $11.99 | −$119,900 | 2,626,115 | Direct | |
| Jun 7, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −100,000 | $13.77 | −$1,377,000 | 2,526,115 | Direct | |
| Jun 10, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −23,500 | $14.18F15 | −$333,230 | 2,502,615 | Direct | |
| Jun 11, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −3,465 | $14.05F16 | −$48,683.25 | 2,499,150 | Direct | |
| Jun 14, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −71,045 | $15.12F17 | −$1,074,200.4 | 2,428,105 | Direct | |
| Jun 15, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −1,990 | $14.67 | −$29,193.3 | 2,426,115 | Direct | |
| Jul 1, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −85,000 | $12.04F18 | −$1,023,400 | 2,341,115 | Direct | |
| Jul 2, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −15,000 | $11.40 | −$171,000 | 2,326,115 | Direct | |
| Jul 20, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −6,172 | $9.85 | −$60,794.2 | 2,319,943 | Direct | |
| Jul 20, 2021 | Common Stock, par value $0.001 | AGrant or awardAcquired | +615,600 | $9.79 | +$6,026,724 | 2,935,543 | Indirect | |
| Jul 21, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −25,000 | $9.72 | −$243,000 | 2,910,543 | Direct | |
| Jul 22, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −48,423 | $9.64F19 | −$466,797.72 | 2,862,120 | Direct | |
| Jul 23, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −131,394 | $9.86F20 | −$1,295,544.84 | 2,730,726 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 24, 2020 | Common Stock, par value $0.001 | AGrant or awardAcquired | +500,000 | $0.00 | $0 | 500,000 | Direct | |
| Jun 24, 2020 | Common Stock, par value $0.001 | DReturned to the companyDisposed | −500,000 | $0.00 | $0 | 0 | Direct | |
| Dec 1, 2020 | Common Stock, par value $0.001 | AGrant or awardAcquired | +500,000 | $0.00 | $0 | 500,000 | Direct | |
| Jun 2, 2021 | Common Stock, par value $0.001 | AGrant or awardAcquired | +3,306 | $0.00 | $0 | 86,639 | Direct | |
| Aug 17, 2021 | Common Stock, par value $0.001 | AGrant or awardAcquired | +2,534,213 | $0.00 | $0 | 2,620,852 | Direct | |
| Sep 30, 2021 | Common Stock, par value $0.001 | DReturned to the companyDisposed | −2,534,213 | $0.00 | $0 | 86,639 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (20) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.94, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.98, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.64, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $19.00, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.25, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.12 to $17.08, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $18.00, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.24, inclusive.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $18.50, inclusive.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.69, inclusive.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.04, inclusive.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.55, inclusive.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.05 to $14.06, inclusive.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $15.34, inclusive.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.19, inclusive.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.03, inclusive.
Referenced by the price of 1 transaction in Table I.
- F20
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to$10.00, inclusive.
Referenced by the price of 1 transaction in Table I.
Remarks
THIS FORM 4 IS CONTINUED ON THE FORM 4 FILED IMMEDIATELY AFTER THIS FORM 4. THE FILINGS WERE SEPARATED DUE TO INSUFFICIENT ROOM ON THE FIRST FILING TO SUPPLY ALL OF THE DATA.