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Ressler Richard S 的 Form 4 申報

Creative Media & Community Trust Corp(CMCT),2021/9/22 申報

申報編號
0001179110-21-008897
申報時間
2021/9/22
交易日
2021/9/20-9/22
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場買進合計 $34.3 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Ressler Richard SCIK 0000904290董事、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/9/20Common StockP買進取得+31,700$7.31F1+$231,727153,691間接重複申報
2021/9/21Common StockP買進取得+2,703$7.33F2+$19,812.99156,394間接重複申報
2021/9/22Common StockP買進取得+11,965$7.66F3+$91,651.9168,359間接重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.88 to $7.54 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $7.25 to $7.44 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $7.54 to $7.71 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)