Ressler Richard S's Form 4 filing
Creative Media & Community Trust Corp (CMCT) · filed Sep 22, 2021
- Accession no.
- 0001179110-21-008897
- Filed
- Sep 22, 2021
- Trade date
- Sep 20-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $343.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ressler Richard SCIK 0000904290 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Common Stock | PPurchaseAcquired | +31,700 | $7.31F1 | +$231,727 | 153,691 | Indirect | Duplicate filing |
| Sep 21, 2021 | Common Stock | PPurchaseAcquired | +2,703 | $7.33F2 | +$19,812.99 | 156,394 | Indirect | Duplicate filing |
| Sep 22, 2021 | Common Stock | PPurchaseAcquired | +11,965 | $7.66F3 | +$91,651.9 | 168,359 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.88 to $7.54 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $7.25 to $7.44 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $7.54 to $7.71 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.