Boulding Mark Elliott 的 Form 4 申報
PTC Therapeutics, Inc.（PTCT），2021/7/12 申報
- 申報編號
- 0001179110-21-007468
- 申報時間
- 2021/7/12
- 交易日
- 2021/7/8-7/9
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 20 筆非衍生性交易、10 筆衍生性交易。公開市場賣出合計 $41.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Boulding Mark ElliottCIK 0001578852 | 高階主管（執行副總裁、法務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/8 | Common Stock | M行使選擇權取得 | +1,000 | $11.23 | +$11,230 | 49,374 | 直接 | |
| 2021/7/8 | Common Stock | S賣出處分 | −1,000 | $45.25F2 | −$45,250 | 48,374 | 直接 | |
| 2021/7/8 | Common Stock | M行使選擇權取得 | +1,000 | $11.23 | +$11,230 | 49,374 | 直接 | |
| 2021/7/8 | Common Stock | S賣出處分 | −1,000 | $45.25F3 | −$45,250 | 48,374 | 直接 | |
| 2021/7/8 | Common Stock | M行使選擇權取得 | +1,100 | $18.01 | +$19,811 | 49,474 | 直接 | |
| 2021/7/8 | Common Stock | S賣出處分 | −1,100 | $45.21F4 | −$49,731 | 48,374 | 直接 | |
| 2021/7/8 | Common Stock | M行使選擇權取得 | +1,500 | $18.01 | +$27,015 | 49,874 | 直接 | |
| 2021/7/8 | Common Stock | S賣出處分 | −1,500 | $45.22F5 | −$67,830 | 48,374 | 直接 | |
| 2021/7/8 | Common Stock | M行使選擇權取得 | +1,800 | $18.01 | +$32,418 | 50,174 | 直接 | |
| 2021/7/8 | Common Stock | S賣出處分 | −1,800 | $45.20F6 | −$81,360 | 48,374 | 直接 | |
| 2021/7/8 | Common Stock | M行使選擇權取得 | +1,405 | $18.01 | +$25,304.05 | 49,779 | 直接 | |
| 2021/7/8 | Common Stock | S賣出處分 | −1,405 | $45.23F7 | −$63,548.15 | 48,374 | 直接 | |
| 2021/7/9 | Common Stock | M行使選擇權取得 | +548 | $18.01 | +$9,869.48 | 48,922 | 直接 | |
| 2021/7/9 | Common Stock | S賣出處分 | −548 | $45.00 | −$24,660 | 48,374 | 直接 | |
| 2021/7/9 | Common Stock | M行使選擇權取得 | +410 | $18.01 | +$7,384.1 | 48,784 | 直接 | |
| 2021/7/9 | Common Stock | S賣出處分 | −410 | $45.00F8 | −$18,450 | 48,374 | 直接 | |
| 2021/7/9 | Common Stock | M行使選擇權取得 | +227 | $18.01 | +$4,088.27 | 48,601 | 直接 | |
| 2021/7/9 | Common Stock | S賣出處分 | −227 | $45.00 | −$10,215 | 48,374 | 直接 | |
| 2021/7/9 | Common Stock | M行使選擇權取得 | +244 | $18.01 | +$4,394.44 | 48,618 | 直接 | |
| 2021/7/9 | Common Stock | S賣出處分 | −244 | $45.00 | −$10,980 | 48,374 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/8 | Common Stock | M行使選擇權處分 | −1,000 | $11.23 | −$11,230 | 5,563 | 直接 | |
| 2021/7/8 | Common Stock | M行使選擇權處分 | −1,000 | $11.23 | −$11,230 | 4,563 | 直接 | |
| 2021/7/8 | Common Stock | M行使選擇權處分 | −1,100 | $18.01 | −$19,811 | 25,150 | 直接 | |
| 2021/7/8 | Common Stock | M行使選擇權處分 | −1,500 | $18.01 | −$27,015 | 23,650 | 直接 | |
| 2021/7/8 | Common Stock | M行使選擇權處分 | −1,800 | $18.01 | −$32,418 | 21,850 | 直接 | |
| 2021/7/8 | Common Stock | M行使選擇權處分 | −1,405 | $18.01 | −$25,304.05 | 20,445 | 直接 | |
| 2021/7/9 | Common Stock | M行使選擇權處分 | −548 | $18.01 | −$9,869.48 | 19,897 | 直接 | |
| 2021/7/9 | Common Stock | M行使選擇權處分 | −410 | $18.01 | −$7,384.1 | 19,487 | 直接 | |
| 2021/7/9 | Common Stock | M行使選擇權處分 | −227 | $18.01 | −$4,088.27 | 19,260 | 直接 | |
| 2021/7/9 | Common Stock | M行使選擇權處分 | −244 | $18.01 | −$4,394.44 | 19,016 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.11 to $45.40 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.11 to $45.44 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.01 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.08 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.01 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.08 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.01 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。