Boulding Mark Elliott's Form 4 filing
PTC Therapeutics, Inc. (PTCT) · filed Jul 12, 2021
- Accession no.
- 0001179110-21-007468
- Filed
- Jul 12, 2021
- Trade date
- Jul 8-9, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 10 derivative transactions. Open-market sales total $417.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boulding Mark ElliottCIK 0001578852 | Officer (Exec. VP and CLO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $11.23 | +$11,230 | 49,374 | Direct | |
| Jul 8, 2021 | Common Stock | SSaleDisposed | −1,000 | $45.25F2 | −$45,250 | 48,374 | Direct | |
| Jul 8, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $11.23 | +$11,230 | 49,374 | Direct | |
| Jul 8, 2021 | Common Stock | SSaleDisposed | −1,000 | $45.25F3 | −$45,250 | 48,374 | Direct | |
| Jul 8, 2021 | Common Stock | MOption exerciseAcquired | +1,100 | $18.01 | +$19,811 | 49,474 | Direct | |
| Jul 8, 2021 | Common Stock | SSaleDisposed | −1,100 | $45.21F4 | −$49,731 | 48,374 | Direct | |
| Jul 8, 2021 | Common Stock | MOption exerciseAcquired | +1,500 | $18.01 | +$27,015 | 49,874 | Direct | |
| Jul 8, 2021 | Common Stock | SSaleDisposed | −1,500 | $45.22F5 | −$67,830 | 48,374 | Direct | |
| Jul 8, 2021 | Common Stock | MOption exerciseAcquired | +1,800 | $18.01 | +$32,418 | 50,174 | Direct | |
| Jul 8, 2021 | Common Stock | SSaleDisposed | −1,800 | $45.20F6 | −$81,360 | 48,374 | Direct | |
| Jul 8, 2021 | Common Stock | MOption exerciseAcquired | +1,405 | $18.01 | +$25,304.05 | 49,779 | Direct | |
| Jul 8, 2021 | Common Stock | SSaleDisposed | −1,405 | $45.23F7 | −$63,548.15 | 48,374 | Direct | |
| Jul 9, 2021 | Common Stock | MOption exerciseAcquired | +548 | $18.01 | +$9,869.48 | 48,922 | Direct | |
| Jul 9, 2021 | Common Stock | SSaleDisposed | −548 | $45.00 | −$24,660 | 48,374 | Direct | |
| Jul 9, 2021 | Common Stock | MOption exerciseAcquired | +410 | $18.01 | +$7,384.1 | 48,784 | Direct | |
| Jul 9, 2021 | Common Stock | SSaleDisposed | −410 | $45.00F8 | −$18,450 | 48,374 | Direct | |
| Jul 9, 2021 | Common Stock | MOption exerciseAcquired | +227 | $18.01 | +$4,088.27 | 48,601 | Direct | |
| Jul 9, 2021 | Common Stock | SSaleDisposed | −227 | $45.00 | −$10,215 | 48,374 | Direct | |
| Jul 9, 2021 | Common Stock | MOption exerciseAcquired | +244 | $18.01 | +$4,394.44 | 48,618 | Direct | |
| Jul 9, 2021 | Common Stock | SSaleDisposed | −244 | $45.00 | −$10,980 | 48,374 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $11.23 | −$11,230 | 5,563 | Direct | |
| Jul 8, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $11.23 | −$11,230 | 4,563 | Direct | |
| Jul 8, 2021 | Common Stock | MOption exerciseDisposed | −1,100 | $18.01 | −$19,811 | 25,150 | Direct | |
| Jul 8, 2021 | Common Stock | MOption exerciseDisposed | −1,500 | $18.01 | −$27,015 | 23,650 | Direct | |
| Jul 8, 2021 | Common Stock | MOption exerciseDisposed | −1,800 | $18.01 | −$32,418 | 21,850 | Direct | |
| Jul 8, 2021 | Common Stock | MOption exerciseDisposed | −1,405 | $18.01 | −$25,304.05 | 20,445 | Direct | |
| Jul 9, 2021 | Common Stock | MOption exerciseDisposed | −548 | $18.01 | −$9,869.48 | 19,897 | Direct | |
| Jul 9, 2021 | Common Stock | MOption exerciseDisposed | −410 | $18.01 | −$7,384.1 | 19,487 | Direct | |
| Jul 9, 2021 | Common Stock | MOption exerciseDisposed | −227 | $18.01 | −$4,088.27 | 19,260 | Direct | |
| Jul 9, 2021 | Common Stock | MOption exerciseDisposed | −244 | $18.01 | −$4,394.44 | 19,016 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.11 to $45.40 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.11 to $45.44 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.01 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.08 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.01 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.08 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.01 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.