Bhalla Ajay 的 Form 4 申報
Mastercard Inc（MA），2023/9/18 申報
- 申報編號
- 0001141391-23-000145
- 申報時間
- 2023/9/18
- 交易日
- 2023/9/14-9/18
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 13 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $495.8 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bhalla AjayCIK 0001775071 | 高階主管（President Cyber & Intelligence） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/14 | Class A Common Stock | M行使選擇權取得 | +4,000 | $77.72 | +$310,880 | 10,235.25 | 直接 | |
| 2023/9/14 | Class A Common Stock | S賣出處分 | −500 | $411.35F2 | −$205,675 | 9,735.25 | 直接 | |
| 2023/9/14 | Class A Common Stock | S賣出處分 | −1,500 | $412.68F3 | −$619,020 | 8,235.25 | 直接 | |
| 2023/9/14 | Class A Common Stock | S賣出處分 | −1,415 | $413.36F4 | −$584,904.4 | 6,820.25 | 直接 | |
| 2023/9/14 | Class A Common Stock | S賣出處分 | −500 | $414.73F5 | −$207,365 | 6,320.25 | 直接 | |
| 2023/9/14 | Class A Common Stock | S賣出處分 | −85 | $418.64 | −$35,584.4 | 6,235.25 | 直接 | |
| 2023/9/15 | Class A Common Stock | M行使選擇權取得 | +4,000 | $77.72 | +$310,880 | 10,235.25 | 直接 | |
| 2023/9/15 | Class A Common Stock | S賣出處分 | −3,368 | $411.86F6 | −$1,387,144.48 | 6,867.25 | 直接 | |
| 2023/9/15 | Class A Common Stock | S賣出處分 | −33 | $413.59 | −$13,648.47 | 6,834.25 | 直接 | |
| 2023/9/15 | Class A Common Stock | S賣出處分 | −533 | $415.92F7 | −$221,685.36 | 6,301.25 | 直接 | |
| 2023/9/15 | Class A Common Stock | S賣出處分 | −66 | $416.87F8 | −$27,513.42 | 6,235.25 | 直接 | |
| 2023/9/18 | Class A Common Stock | M行使選擇權取得 | +4,000 | $77.72 | +$310,880 | 10,235.25 | 直接 | |
| 2023/9/18 | Class A Common Stock | S賣出處分 | −4,000 | $413.88 | −$1,655,520 | 6,235.25 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/14 | Class A Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 9,996 | 直接 | |
| 2023/9/15 | Class A Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 5,996 | 直接 | |
| 2023/9/18 | Class A Common Stock | M行使選擇權處分 | −4,000 | $0.00 | $0 | 1,996 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $410.78 to $411.54. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $412.05 to $413.02. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $413.07 to $413.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $414.56 to $414.89. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $411.86 to $411.92. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $415.41 to $416.21. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $416.48 to $417.25. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
表 I 有 1 筆交易的價格引用這則附註。