Bhalla Ajay's Form 4 filing
Mastercard Inc (MA) · filed Sep 18, 2023
- Accession no.
- 0001141391-23-000145
- Filed
- Sep 18, 2023
- Trade date
- Sep 14-18, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 13 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.96M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bhalla AjayCIK 0001775071 | Officer (President Cyber & Intelligence) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,000 | $77.72 | +$310,880 | 10,235.25 | Direct | |
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −500 | $411.35F2 | −$205,675 | 9,735.25 | Direct | |
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −1,500 | $412.68F3 | −$619,020 | 8,235.25 | Direct | |
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −1,415 | $413.36F4 | −$584,904.4 | 6,820.25 | Direct | |
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −500 | $414.73F5 | −$207,365 | 6,320.25 | Direct | |
| Sep 14, 2023 | Class A Common Stock | SSaleDisposed | −85 | $418.64 | −$35,584.4 | 6,235.25 | Direct | |
| Sep 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,000 | $77.72 | +$310,880 | 10,235.25 | Direct | |
| Sep 15, 2023 | Class A Common Stock | SSaleDisposed | −3,368 | $411.86F6 | −$1,387,144.48 | 6,867.25 | Direct | |
| Sep 15, 2023 | Class A Common Stock | SSaleDisposed | −33 | $413.59 | −$13,648.47 | 6,834.25 | Direct | |
| Sep 15, 2023 | Class A Common Stock | SSaleDisposed | −533 | $415.92F7 | −$221,685.36 | 6,301.25 | Direct | |
| Sep 15, 2023 | Class A Common Stock | SSaleDisposed | −66 | $416.87F8 | −$27,513.42 | 6,235.25 | Direct | |
| Sep 18, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,000 | $77.72 | +$310,880 | 10,235.25 | Direct | |
| Sep 18, 2023 | Class A Common Stock | SSaleDisposed | −4,000 | $413.88 | −$1,655,520 | 6,235.25 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2023 | Class A Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 9,996 | Direct | |
| Sep 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 5,996 | Direct | |
| Sep 18, 2023 | Class A Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 1,996 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $410.78 to $411.54. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $412.05 to $413.02. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $413.07 to $413.69. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $414.56 to $414.89. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $411.86 to $411.92. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $415.41 to $416.21. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $416.48 to $417.25. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.