Bank Of America Corp 的 Form 4 申報
BlackRock Muniyield Fund, Inc.（MYD），2024/12/13 申報
- 申報編號
- 0001140361-24-049497
- 申報時間
- 2024/12/13 16:24 ET
- 交易日
- 2014/4/29-2023/7/5
- 申報延遲
- 3,881 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 30 筆非衍生性交易、22 筆衍生性交易。公開市場買進合計 $17.8 萬。公開市場賣出合計 $14.8 萬。交易後 3881 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bank Of America CorpCIK 0000070858 | 持股 10% 以上大股東 |
| Merrill Lynch, Pierce, Fenner & Smith Inc.CIK 0000728612 | 持股 10% 以上大股東 |
| Bank Of America NACIK 0001102113 | 持股 10% 以上大股東 |
| Bofa Securities, Inc.CIK 0001675365 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2014/4/29 | Common Stock | P買進取得 | +1,050 | $14.10 | +$14,799.86 | 1,050 | 間接 | |
| 2014/5/5 | Common Stock | S賣出處分 | −1,050 | $14.18 | −$14,889.11 | 0 | 間接 | |
| 2014/11/4 | Common Stock | S賣出處分 | −4 | $14.50 | −$58 | 0 | 間接 | |
| 2014/11/5 | Common Stock | P買進取得 | +340 | $14.66 | +$4,983.52 | 336 | 間接 | |
| 2014/11/5 | Common Stock | P買進取得 | +4 | $14.60 | +$58.4 | 340 | 間接 | |
| 2014/11/6 | Common Stock | S賣出處分 | −312 | $14.60 | −$4,555.2 | 28 | 間接 | |
| 2014/11/6 | Common Stock | S賣出處分 | −28 | $14.60 | −$408.8 | 0 | 間接 | |
| 2015/1/13 | Common Stock | P買進取得 | +675 | $14.80 | +$9,989.93 | 675 | 間接 | |
| 2015/1/13 | Common Stock | S賣出處分 | −675 | $14.79 | −$9,983.25 | 0 | 間接 | |
| 2015/1/23 | Common Stock | P買進取得 | +3,200 | $14.92 | +$47,743.04 | 3,200 | 間接 | |
| 2015/1/23 | Common Stock | S賣出處分 | −3,200 | $14.90 | −$47,683.2 | 0 | 間接 | |
| 2015/1/30 | Common Stock | P買進取得 | +104 | $15.25 | +$1,586 | 104 | 間接 | |
| 2015/2/6 | Common Stock | P買進取得 | +3,232 | $15.30 | +$49,449.28 | 3,336 | 間接 | |
| 2015/2/6 | Common Stock | P買進取得 | +3,232 | $15.30 | +$49,449.6 | 6,568 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −104 | $15.24 | −$1,585.47 | 6,464 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −700 | $15.22 | −$10,654 | 5,764 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −231 | $15.21 | −$3,513.51 | 5,533 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −100 | $15.23 | −$1,523 | 5,433 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −1,501 | $15.22 | −$22,845.22 | 3,932 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −500 | $15.22 | −$7,610 | 3,432 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −100 | $15.23 | −$1,523 | 3,332 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −100 | $15.23 | −$1,523 | 3,232 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −469 | $15.23 | −$7,142.87 | 2,763 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −76 | $15.22 | −$1,156.72 | 2,687 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −100 | $15.23 | −$1,523 | 2,587 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −224 | $15.21 | −$3,407.04 | 2,363 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −100 | $15.22 | −$1,522 | 2,263 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −100 | $15.22 | −$1,522 | 2,163 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −100 | $15.20 | −$1,520 | 2,063 | 間接 | |
| 2015/2/9 | Common Stock | S賣出處分 | −100 | $15.20 | −$1,520 | 1,963 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/20 | Common Stock | S賣出處分 | −35 | –F4 | – | 0 | 間接 | |
| 2022/10/21 | Common Stock | P買進取得 | +35 | –F5 | – | 0 | 間接 | |
| 2023/1/18 | Common Stock | P買進取得 | +573 | –F6 | – | 573 | 間接 | |
| 2023/3/6 | Common Stock | S賣出處分 | −573 | –F7 | – | 570 | 間接 | |
| 2023/3/6 | Common Stock | P買進取得 | +487 | –F8 | – | 487 | 間接 | |
| 2023/7/5 | Common Stock | S賣出處分 | −487 | –F9 | – | 1,482 | 間接 | |
| 2023/1/18 | Common Stock | P買進取得 | +570 | –F10 | – | 1,143 | 間接 | |
| 2023/3/6 | Common Stock | S賣出處分 | −570 | –F11 | – | 0 | 間接 | |
| 2023/3/6 | Common Stock | P買進取得 | +485 | –F12 | – | 972 | 間接 | |
| 2023/5/11 | Common Stock | S賣出處分 | −485 | –F13 | – | 790 | 間接 | |
| 2023/5/11 | Common Stock | P買進取得 | +411 | –F14 | – | 1,201 | 間接 | |
| 2023/7/5 | Common Stock | S賣出處分 | −411 | –F15 | – | 1,071 | 間接 | |
| 2023/4/24 | Common Stock | P買進取得 | +303 | –F16 | – | 1,275 | 間接 | |
| 2023/7/5 | Common Stock | S賣出處分 | −303 | –F17 | – | 768 | 間接 | |
| 2023/5/11 | Common Stock | P買進取得 | +255 | –F18 | – | 1,456 | 間接 | |
| 2023/7/5 | Common Stock | S賣出處分 | −255 | –F19 | – | 513 | 間接 | |
| 2023/5/23 | Common Stock | P買進取得 | +412 | –F20 | – | 1,868 | 間接 | |
| 2023/7/5 | Common Stock | S賣出處分 | −412 | –F21 | – | 101 | 間接 | |
| 2023/6/7 | Common Stock | P買進取得 | +76 | –F22 | – | 1,944 | 間接 | |
| 2023/7/5 | Common Stock | S賣出處分 | −76 | –F23 | – | 25 | 間接 | |
| 2023/6/7 | Common Stock | P買進取得 | +25 | –F24 | – | 1,969 | 間接 | |
| 2023/7/5 | Common Stock | S賣出處分 | −25 | –F25 | – | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The Reporting Persons entered an equity swap agreement under which, upon the termination of the agreement on November 30, 2023, the counterparty will pay to the Reporting Persons any decrease in the price of the Common Stock below $9.9803 per share and the Reporting Persons will pay to the counterparty any increase in the price of the Common Stock above $9.9803 per share, in each case, based on a notional amount of 35 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F5
On October 21, 2022, the Reporting Persons terminated the equity swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F6
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.9 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.9 per share, in each case, based on a notional amount of 573 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F7
On March 6, 2023, the Reporting Persons terminated the basket swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F8
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.502 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.502 per share, in each case, based on a notional amount of 487 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F9
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F10
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.90 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.90 per share, in each case, based on a notional amount of 570 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F11
On March 6, 2023, the Reporting Persons terminated the basket swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F12
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.502 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.502 per share, in each case, based on a notional amount of 485 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F13
On May 11, 2023, the Reporting Persons terminated the basket swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F14
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.44 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.44 per share, in each case, based on a notional amount of 411 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F15
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F16
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.51 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.51 per share, in each case, based on a notional amount of 303 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F17
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F18
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.44 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.44 per share, in each case, based on a notional amount of 255 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F19
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F20
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.15 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.15 per share, in each case, based on a notional amount of 412 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F21
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F22
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.27 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.27 per share, in each case, based on a notional amount of 76 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F23
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F24
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.27 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.27 per share, in each case, based on a notional amount of 25 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F25
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
備註
Balance of trades included in attached schedule. (See Exhibit 99.1) Exhibits Index Exhibit 99.2 - Joint Filing Agreement