Bank Of America Corp's Form 4 filing
BlackRock Muniyield Fund, Inc. (MYD) · filed Dec 13, 2024
- Accession no.
- 0001140361-24-049497
- Filed
- Dec 13, 2024, 4:24 PM ET
- Trade date
- Apr 29, 2014-Jul 5, 2023
- Filing delay
- 3,881 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 30 non-derivative transactions and 22 derivative transactions. Open-market purchases total $178.1K. Open-market sales total $147.7K. It was filed 3881 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bank Of America CorpCIK 0000070858 | 10% Owner |
| Merrill Lynch, Pierce, Fenner & Smith Inc.CIK 0000728612 | 10% Owner |
| Bank Of America NACIK 0001102113 | 10% Owner |
| Bofa Securities, Inc.CIK 0001675365 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 29, 2014 | Common Stock | PPurchaseAcquired | +1,050 | $14.10 | +$14,799.86 | 1,050 | Indirect | |
| May 5, 2014 | Common Stock | SSaleDisposed | −1,050 | $14.18 | −$14,889.11 | 0 | Indirect | |
| Nov 4, 2014 | Common Stock | SSaleDisposed | −4 | $14.50 | −$58 | 0 | Indirect | |
| Nov 5, 2014 | Common Stock | PPurchaseAcquired | +340 | $14.66 | +$4,983.52 | 336 | Indirect | |
| Nov 5, 2014 | Common Stock | PPurchaseAcquired | +4 | $14.60 | +$58.4 | 340 | Indirect | |
| Nov 6, 2014 | Common Stock | SSaleDisposed | −312 | $14.60 | −$4,555.2 | 28 | Indirect | |
| Nov 6, 2014 | Common Stock | SSaleDisposed | −28 | $14.60 | −$408.8 | 0 | Indirect | |
| Jan 13, 2015 | Common Stock | PPurchaseAcquired | +675 | $14.80 | +$9,989.93 | 675 | Indirect | |
| Jan 13, 2015 | Common Stock | SSaleDisposed | −675 | $14.79 | −$9,983.25 | 0 | Indirect | |
| Jan 23, 2015 | Common Stock | PPurchaseAcquired | +3,200 | $14.92 | +$47,743.04 | 3,200 | Indirect | |
| Jan 23, 2015 | Common Stock | SSaleDisposed | −3,200 | $14.90 | −$47,683.2 | 0 | Indirect | |
| Jan 30, 2015 | Common Stock | PPurchaseAcquired | +104 | $15.25 | +$1,586 | 104 | Indirect | |
| Feb 6, 2015 | Common Stock | PPurchaseAcquired | +3,232 | $15.30 | +$49,449.28 | 3,336 | Indirect | |
| Feb 6, 2015 | Common Stock | PPurchaseAcquired | +3,232 | $15.30 | +$49,449.6 | 6,568 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −104 | $15.24 | −$1,585.47 | 6,464 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −700 | $15.22 | −$10,654 | 5,764 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −231 | $15.21 | −$3,513.51 | 5,533 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −100 | $15.23 | −$1,523 | 5,433 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −1,501 | $15.22 | −$22,845.22 | 3,932 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −500 | $15.22 | −$7,610 | 3,432 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −100 | $15.23 | −$1,523 | 3,332 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −100 | $15.23 | −$1,523 | 3,232 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −469 | $15.23 | −$7,142.87 | 2,763 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −76 | $15.22 | −$1,156.72 | 2,687 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −100 | $15.23 | −$1,523 | 2,587 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −224 | $15.21 | −$3,407.04 | 2,363 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −100 | $15.22 | −$1,522 | 2,263 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −100 | $15.22 | −$1,522 | 2,163 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −100 | $15.20 | −$1,520 | 2,063 | Indirect | |
| Feb 9, 2015 | Common Stock | SSaleDisposed | −100 | $15.20 | −$1,520 | 1,963 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2022 | Common Stock | SSaleDisposed | −35 | –F4 | – | 0 | Indirect | |
| Oct 21, 2022 | Common Stock | PPurchaseAcquired | +35 | –F5 | – | 0 | Indirect | |
| Jan 18, 2023 | Common Stock | PPurchaseAcquired | +573 | –F6 | – | 573 | Indirect | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −573 | –F7 | – | 570 | Indirect | |
| Mar 6, 2023 | Common Stock | PPurchaseAcquired | +487 | –F8 | – | 487 | Indirect | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −487 | –F9 | – | 1,482 | Indirect | |
| Jan 18, 2023 | Common Stock | PPurchaseAcquired | +570 | –F10 | – | 1,143 | Indirect | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −570 | –F11 | – | 0 | Indirect | |
| Mar 6, 2023 | Common Stock | PPurchaseAcquired | +485 | –F12 | – | 972 | Indirect | |
| May 11, 2023 | Common Stock | SSaleDisposed | −485 | –F13 | – | 790 | Indirect | |
| May 11, 2023 | Common Stock | PPurchaseAcquired | +411 | –F14 | – | 1,201 | Indirect | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −411 | –F15 | – | 1,071 | Indirect | |
| Apr 24, 2023 | Common Stock | PPurchaseAcquired | +303 | –F16 | – | 1,275 | Indirect | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −303 | –F17 | – | 768 | Indirect | |
| May 11, 2023 | Common Stock | PPurchaseAcquired | +255 | –F18 | – | 1,456 | Indirect | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −255 | –F19 | – | 513 | Indirect | |
| May 23, 2023 | Common Stock | PPurchaseAcquired | +412 | –F20 | – | 1,868 | Indirect | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −412 | –F21 | – | 101 | Indirect | |
| Jun 7, 2023 | Common Stock | PPurchaseAcquired | +76 | –F22 | – | 1,944 | Indirect | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −76 | –F23 | – | 25 | Indirect | |
| Jun 7, 2023 | Common Stock | PPurchaseAcquired | +25 | –F24 | – | 1,969 | Indirect | |
| Jul 5, 2023 | Common Stock | SSaleDisposed | −25 | –F25 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The Reporting Persons entered an equity swap agreement under which, upon the termination of the agreement on November 30, 2023, the counterparty will pay to the Reporting Persons any decrease in the price of the Common Stock below $9.9803 per share and the Reporting Persons will pay to the counterparty any increase in the price of the Common Stock above $9.9803 per share, in each case, based on a notional amount of 35 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F5
On October 21, 2022, the Reporting Persons terminated the equity swap agreement.
Referenced by the price of 1 transaction in Table II.
- F6
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.9 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.9 per share, in each case, based on a notional amount of 573 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F7
On March 6, 2023, the Reporting Persons terminated the basket swap agreement.
Referenced by the price of 1 transaction in Table II.
- F8
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.502 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.502 per share, in each case, based on a notional amount of 487 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F9
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
Referenced by the price of 1 transaction in Table II.
- F10
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.90 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.90 per share, in each case, based on a notional amount of 570 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F11
On March 6, 2023, the Reporting Persons terminated the basket swap agreement.
Referenced by the price of 1 transaction in Table II.
- F12
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.502 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.502 per share, in each case, based on a notional amount of 485 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F13
On May 11, 2023, the Reporting Persons terminated the basket swap agreement.
Referenced by the price of 1 transaction in Table II.
- F14
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.44 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.44 per share, in each case, based on a notional amount of 411 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F15
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
Referenced by the price of 1 transaction in Table II.
- F16
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.51 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.51 per share, in each case, based on a notional amount of 303 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F17
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
Referenced by the price of 1 transaction in Table II.
- F18
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.44 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.44 per share, in each case, based on a notional amount of 255 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F19
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
Referenced by the price of 1 transaction in Table II.
- F20
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.15 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.15 per share, in each case, based on a notional amount of 412 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F21
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
Referenced by the price of 1 transaction in Table II.
- F22
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.27 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.27 per share, in each case, based on a notional amount of 76 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F23
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
Referenced by the price of 1 transaction in Table II.
- F24
The Reporting Persons entered a basket swap agreement under which, upon the termination of the agreement on March 18, 2026, the Reporting Persons will pay to the counterparty any decrease in the price of the Common Stock below $10.27 per share and the counterparty will pay to the Reporting Persons any increase in the price of the Common Stock above $10.27 per share, in each case, based on a notional amount of 25 shares of Common Stock.
Referenced by the price of 1 transaction in Table II.
- F25
On July 5, 2023, the Reporting Persons terminated the basket swap agreement.
Referenced by the price of 1 transaction in Table II.
Remarks
Balance of trades included in attached schedule. (See Exhibit 99.1) Exhibits Index Exhibit 99.2 - Joint Filing Agreement