KKR Americas XII AIV GP LLC 的 Form 4 申報
OneStream, Inc.（OS），2024/11/29 申報
- 申報編號
- 0001140361-24-048054
- 申報時間
- 2024/11/29 13:30 ET
- 交易日
- 2024/11/26-11/27
- 申報延遲
- 3 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 20 筆非衍生性交易、11 筆衍生性交易。公開市場賣出合計 $2,869 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| KKR Americas XII AIV GP LLCCIK 0001746577 | 持股 10% 以上大股東 |
| KKR Associates Americas XII AIV L.P.CIK 0001746589 | 持股 10% 以上大股東 |
| KKR Wolverine I Ltd.CIK 0002031115 | 持股 10% 以上大股東 |
| KKR Americas XII (Dream II) Blocker Parent L.P.CIK 0002031181 | 持股 10% 以上大股東 |
| KKR Americas XII EEA (Dream) Blocker Parent L.P.CIK 0002031183 | 持股 10% 以上大股東 |
| KKR Americas XII (Dream) Blocker Parent L.P.CIK 0002031184 | 持股 10% 以上大股東 |
| KKR Americas Fund XII (Dream) L.P.CIK 0002031185 | 持股 10% 以上大股東 |
| KKR Dream Aggregator GP LLCCIK 0002031186 | 持股 10% 以上大股東 |
| KKR Dream Aggregator L.P.CIK 0002031187 | 持股 10% 以上大股東 |
| KKR Dream Holdings LLCCIK 0002031188 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/26 | Class A Common Stock | C轉換取得 | +514,850 | –F2 | – | 514,850 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換取得 | +64,021 | –F2 | – | 64,021 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換取得 | +1,704 | –F2 | – | 1,704 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換取得 | +43,129 | –F2 | – | 43,129 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換取得 | +30,640 | –F2 | – | 30,640 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換取得 | +14,871 | –F2 | – | 14,871 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換取得 | +104,100 | –F2 | – | 104,100 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換取得 | +139,876 | –F2 | – | 139,876 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換取得 | +20,963 | –F2 | – | 20,963 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換取得 | +22,308 | –F2 | – | 22,308 | 間接 | |
| 2024/11/27 | Class A Common Stock | S賣出處分 | −514,850 | $29.99F18 | −$15,441,638.63 | 0 | 間接 | |
| 2024/11/27 | Class A Common Stock | S賣出處分 | −64,021 | $29.99F18 | −$1,920,149.84 | 0 | 間接 | |
| 2024/11/27 | Class A Common Stock | S賣出處分 | −1,704 | $29.99F18 | −$51,107.22 | 0 | 間接 | |
| 2024/11/27 | Class A Common Stock | S賣出處分 | −43,129 | $29.99F18 | −$1,293,546.53 | 0 | 間接 | |
| 2024/11/27 | Class A Common Stock | S賣出處分 | −30,640 | $29.99F18 | −$918,970.2 | 0 | 間接 | |
| 2024/11/27 | Class A Common Stock | S賣出處分 | −14,871 | $29.99F18 | −$446,018.47 | 0 | 間接 | |
| 2024/11/27 | Class A Common Stock | S賣出處分 | −104,100 | $29.99F18 | −$3,122,219.25 | 0 | 間接 | |
| 2024/11/27 | Class A Common Stock | S賣出處分 | −139,876 | $29.99F18 | −$4,195,230.93 | 0 | 間接 | |
| 2024/11/27 | Class A Common Stock | S賣出處分 | −20,963 | $29.99F18 | −$628,732.78 | 0 | 間接 | |
| 2024/11/27 | Class A Common Stock | S賣出處分 | −22,308 | $29.99F18 | −$669,072.69 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/26 | Class A Common Stock | C轉換處分 | −514,850 | $0.00 | $0 | 26,227,899 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換處分 | −64,021 | $0.00 | $0 | 3,261,412 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換處分 | −1,704 | $0.00 | $0 | 86,801 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換處分 | −43,129 | $0.00 | $0 | 2,197,087 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換處分 | −30,640 | $0.00 | $0 | 1,560,909 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換處分 | −14,871 | $0.00 | $0 | 757,590 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換處分 | −104,100 | $0.00 | $0 | 5,303,124 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換處分 | −139,876 | $0.00 | $0 | 7,125,659 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換處分 | −20,963 | $0.00 | $0 | 1,067,910 | 間接 | |
| 2024/11/26 | Class A Common Stock | C轉換處分 | −22,308 | $0.00 | $0 | 1,136,425 | 間接 | |
| 2024/11/27 | Class D Common Stock | S賣出處分 | −898,957 | $29.99F19 | −$26,961,967.82 | 45,795,416 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.
表 I 有 10 筆交易的價格引用這則附註。
- F18
This amount represents the $31.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.0075 per share.
表 I 有 10 筆交易的價格引用這則附註。
- F19
The Issuer used a portion of the net proceeds from the closing of its secondary offering of Class A Common Stock to purchase Common Units from certain of the Issuer's equityholders, including KKR Dream Holdings LLC, at a price of $29.9925 per Common Unit.
表 II 有 1 筆交易的價格引用這則附註。
備註
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.