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KKR Americas XII AIV GP LLC's Form 4 filing

OneStream, Inc. (OS) · filed Nov 29, 2024

Accession no.
0001140361-24-048054
Filed
Nov 29, 2024, 1:30 PM ET
Trade date
Nov 26-27, 2024
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 20 non-derivative transactions and 11 derivative transactions. Open-market sales total $28.7M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
KKR Americas XII AIV GP LLCCIK 000174657710% Owner
KKR Associates Americas XII AIV L.P.CIK 000174658910% Owner
KKR Wolverine I Ltd.CIK 000203111510% Owner
KKR Americas XII (Dream II) Blocker Parent L.P.CIK 000203118110% Owner
KKR Americas XII EEA (Dream) Blocker Parent L.P.CIK 000203118310% Owner
KKR Americas XII (Dream) Blocker Parent L.P.CIK 000203118410% Owner
KKR Americas Fund XII (Dream) L.P.CIK 000203118510% Owner
KKR Dream Aggregator GP LLCCIK 000203118610% Owner
KKR Dream Aggregator L.P.CIK 000203118710% Owner
KKR Dream Holdings LLCCIK 000203118810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 26, 2024Class A Common StockCConversionAcquired+514,850–F2–514,850Indirect
Nov 26, 2024Class A Common StockCConversionAcquired+64,021–F2–64,021Indirect
Nov 26, 2024Class A Common StockCConversionAcquired+1,704–F2–1,704Indirect
Nov 26, 2024Class A Common StockCConversionAcquired+43,129–F2–43,129Indirect
Nov 26, 2024Class A Common StockCConversionAcquired+30,640–F2–30,640Indirect
Nov 26, 2024Class A Common StockCConversionAcquired+14,871–F2–14,871Indirect
Nov 26, 2024Class A Common StockCConversionAcquired+104,100–F2–104,100Indirect
Nov 26, 2024Class A Common StockCConversionAcquired+139,876–F2–139,876Indirect
Nov 26, 2024Class A Common StockCConversionAcquired+20,963–F2–20,963Indirect
Nov 26, 2024Class A Common StockCConversionAcquired+22,308–F2–22,308Indirect
Nov 27, 2024Class A Common StockSSaleDisposed−514,850$29.99F18−$15,441,638.630Indirect
Nov 27, 2024Class A Common StockSSaleDisposed−64,021$29.99F18−$1,920,149.840Indirect
Nov 27, 2024Class A Common StockSSaleDisposed−1,704$29.99F18−$51,107.220Indirect
Nov 27, 2024Class A Common StockSSaleDisposed−43,129$29.99F18−$1,293,546.530Indirect
Nov 27, 2024Class A Common StockSSaleDisposed−30,640$29.99F18−$918,970.20Indirect
Nov 27, 2024Class A Common StockSSaleDisposed−14,871$29.99F18−$446,018.470Indirect
Nov 27, 2024Class A Common StockSSaleDisposed−104,100$29.99F18−$3,122,219.250Indirect
Nov 27, 2024Class A Common StockSSaleDisposed−139,876$29.99F18−$4,195,230.930Indirect
Nov 27, 2024Class A Common StockSSaleDisposed−20,963$29.99F18−$628,732.780Indirect
Nov 27, 2024Class A Common StockSSaleDisposed−22,308$29.99F18−$669,072.690Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 26, 2024Class A Common StockCConversionDisposed−514,850$0.00$026,227,899Indirect
Nov 26, 2024Class A Common StockCConversionDisposed−64,021$0.00$03,261,412Indirect
Nov 26, 2024Class A Common StockCConversionDisposed−1,704$0.00$086,801Indirect
Nov 26, 2024Class A Common StockCConversionDisposed−43,129$0.00$02,197,087Indirect
Nov 26, 2024Class A Common StockCConversionDisposed−30,640$0.00$01,560,909Indirect
Nov 26, 2024Class A Common StockCConversionDisposed−14,871$0.00$0757,590Indirect
Nov 26, 2024Class A Common StockCConversionDisposed−104,100$0.00$05,303,124Indirect
Nov 26, 2024Class A Common StockCConversionDisposed−139,876$0.00$07,125,659Indirect
Nov 26, 2024Class A Common StockCConversionDisposed−20,963$0.00$01,067,910Indirect
Nov 26, 2024Class A Common StockCConversionDisposed−22,308$0.00$01,136,425Indirect
Nov 27, 2024Class D Common StockSSaleDisposed−898,957$29.99F19−$26,961,967.8245,795,416Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.

Referenced by the price of 10 transactions in Table I.

F18

This amount represents the $31.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.0075 per share.

Referenced by the price of 10 transactions in Table I.

F19

The Issuer used a portion of the net proceeds from the closing of its secondary offering of Class A Common Stock to purchase Common Units from certain of the Issuer's equityholders, including KKR Dream Holdings LLC, at a price of $29.9925 per Common Unit.

Referenced by the price of 1 transaction in Table II.

Remarks

Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)