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Amster Howard 的 Form 4 申報

PhenixFIN Corp(PFX),2023/2/23 申報

申報編號
0001140361-23-008383
申報時間
2023/2/23
交易日
2023/2/21
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 2 筆非衍生性交易。公開市場買進合計 $46.4 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Amster HowardCIK 0000904853董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/2/21Common Stock, $0.001 par valueP買進取得+409$38.28F1+$15,656.52409間接
2023/2/21Common Stock, $0.001 par valueP買進取得+11,700$38.28F1+$447,87611,700間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported in Column 4 is an average price. These shares were purchased in multiple transactions by a single omnibus account. 2,731 shares were purchased at prices ranging from $36.90 to $37.90, inclusive, with a weighted average price of $37.48, and a further 9,378 shares were purchased at prices ranging from $38.00 to $38.72, with a weighted average price of $38.52. The shares purchased were then allocated as indicated in Column 4 to the respective entities named in Column 7. The weighted average price of all the purchases in the aggregate was $38.28. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

表 I 有 2 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)