Amster Howard's Form 4 filing
PhenixFIN Corp (PFX) · filed Feb 23, 2023
- Accession no.
- 0001140361-23-008383
- Filed
- Feb 23, 2023
- Trade date
- Feb 21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $463.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Amster HowardCIK 0000904853 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions by a single omnibus account. 2,731 shares were purchased at prices ranging from $36.90 to $37.90, inclusive, with a weighted average price of $37.48, and a further 9,378 shares were purchased at prices ranging from $38.00 to $38.72, with a weighted average price of $38.52. The shares purchased were then allocated as indicated in Column 4 to the respective entities named in Column 7. The weighted average price of all the purchases in the aggregate was $38.28. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Referenced by the price of 2 transactions in Table I.