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Mudrick Jason 的 Form 4 申報

Thryv Holdings, Inc.(THRY),2021/9/17 申報

申報編號
0001140361-21-031727
申報時間
2021/9/17 21:28 ET
交易日
2021/9/15-9/17
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $3,726 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mudrick JasonCIK 0001367262董事、持股 10% 以上大股東
Mudrick Capital Management, L.P.CIK 0001655183董事、持股 10% 以上大股東
Mudrick Distressed Opportunity Fund Global, LPCIK 0001813628董事、持股 10% 以上大股東
Verto Direct Opportunity II, LPCIK 0001826215董事、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/9/15Common StockS賣出處分−349,332$29.44F4−$10,284,334.0810,731,514間接
2021/9/16Common StockS賣出處分−95,916$29.59F7−$2,838,154.4410,635,598間接
2021/9/17Common StockS賣出處分−96,699$29.23F10−$2,826,511.7710,538,899間接
2021/9/17Common StockS賣出處分−740,101$28.80F13−$21,314,908.89,798,798間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F4

The shares of Common Stock were sold in multiple transactions at prices ranging from $29.17 to $30.16, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

F7

The shares of Common Stock were sold in multiple transactions at prices ranging from $29.25 to $30.07, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

F10

The shares of Common Stock were sold in multiple transactions at prices ranging from $29.01 to $29.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

F13

The shares of Common Stock were sold in multiple transactions at prices ranging from $28.56 to $29.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

備註

Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)