Mudrick Jason's Form 4 filing
Thryv Holdings, Inc. (THRY) · filed Sep 17, 2021
- Accession no.
- 0001140361-21-031727
- Filed
- Sep 17, 2021, 9:28 PM ET
- Trade date
- Sep 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $37.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mudrick JasonCIK 0001367262 | Director, 10% Owner |
| Mudrick Capital Management, L.P.CIK 0001655183 | Director, 10% Owner |
| Mudrick Distressed Opportunity Fund Global, LPCIK 0001813628 | Director, 10% Owner |
| Verto Direct Opportunity II, LPCIK 0001826215 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | SSaleDisposed | −349,332 | $29.44F4 | −$10,284,334.08 | 10,731,514 | Indirect | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −95,916 | $29.59F7 | −$2,838,154.44 | 10,635,598 | Indirect | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −96,699 | $29.23F10 | −$2,826,511.77 | 10,538,899 | Indirect | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −740,101 | $28.80F13 | −$21,314,908.8 | 9,798,798 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The shares of Common Stock were sold in multiple transactions at prices ranging from $29.17 to $30.16, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F7
The shares of Common Stock were sold in multiple transactions at prices ranging from $29.25 to $30.07, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F10
The shares of Common Stock were sold in multiple transactions at prices ranging from $29.01 to $29.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F13
The shares of Common Stock were sold in multiple transactions at prices ranging from $28.56 to $29.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, fill information regarding the number shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference.