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Lee Christen E.J. 的 Form 4 申報

KKR Real Estate Finance Trust Inc.(KREF),2021/8/3 申報

申報編號
0001140361-21-026699
申報時間
2021/8/3
交易日
2021/7/30-8/3
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $60.8 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Lee Christen E.J.CIK 0001704701董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/7/30Common StockS賣出處分−10,387$21.65F1−$224,878.55262,324.07直接
2021/8/2Common StockS賣出處分−10,098$21.39F2−$215,996.22252,226.07直接
2021/8/3Common StockS賣出處分−7,969$21.02F3−$167,508.38244,257.07直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported is a weighted average price per share of Common Stock of the Issuer sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price reported is a weighted average price per share of Common Stock of the Issuer sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $21.30 to $21.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reported is a weighted average price per share of Common Stock of the Issuer sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

備註

Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)