Lee Christen E.J.'s Form 4 filing
KKR Real Estate Finance Trust Inc. (KREF) · filed Aug 3, 2021
- Accession no.
- 0001140361-21-026699
- Filed
- Aug 3, 2021
- Trade date
- Jul 30-Aug 3, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $608.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Christen E.J.CIK 0001704701 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | SSaleDisposed | −10,387 | $21.65F1 | −$224,878.55 | 262,324.07 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −10,098 | $21.39F2 | −$215,996.22 | 252,226.07 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −7,969 | $21.02F3 | −$167,508.38 | 244,257.07 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price per share of Common Stock of the Issuer sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is a weighted average price per share of Common Stock of the Issuer sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $21.30 to $21.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price per share of Common Stock of the Issuer sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.