Mosley William D 的 Form 4 申報
Seagate Technology Holdings plc（STX），2023/9/5 申報
- 申報編號
- 0001137789-23-000066
- 申報時間
- 2023/9/5
- 交易日
- 2023/8/31-9/1
- 申報延遲
- 5 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,127 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mosley William DCIK 0001388390 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/31 | Ordinary Shares | M行使選擇權取得 | +100,000 | $36.09 | +$3,609,000 | 716,309 | 直接 | |
| 2023/8/31 | Ordinary Shares | S賣出處分 | −5,613 | $69.34F4 | −$389,205.42 | 710,696 | 直接 | |
| 2023/8/31 | Ordinary Shares | S賣出處分 | −53,990 | $70.35F5 | −$3,798,196.5 | 656,706 | 直接 | |
| 2023/8/31 | Ordinary Shares | S賣出處分 | −40,397 | $70.81F6 | −$2,860,511.57 | 616,309 | 直接 | |
| 2023/8/31 | Ordinary Shares | M行使選擇權取得 | +100,000 | $30.95 | +$3,095,000 | 716,309 | 直接 | |
| 2023/8/31 | Ordinary Shares | S賣出處分 | −100,000 | $70.08F7 | −$7,008,000 | 616,309 | 直接 | |
| 2023/9/1 | Ordinary Shares | M行使選擇權取得 | +98,860 | $36.09 | +$3,567,857.4 | 715,169 | 直接 | |
| 2023/9/1 | Ordinary Shares | S賣出處分 | −16,607 | $71.40F8 | −$1,185,739.8 | 698,562 | 直接 | |
| 2023/9/1 | Ordinary Shares | S賣出處分 | −13,791 | $72.29F9 | −$996,951.39 | 684,771 | 直接 | |
| 2023/9/1 | Ordinary Shares | S賣出處分 | −62,857 | $73.45F10 | −$4,616,846.65 | 621,914 | 直接 | |
| 2023/9/1 | Ordinary Shares | S賣出處分 | −5,605 | $74.01F11 | −$414,826.05 | 616,309 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/31 | Ordinary Shares | M行使選擇權處分 | −100,000 | $0.00 | $0 | 98,860 | 直接 | |
| 2023/8/31 | Ordinary Shares | M行使選擇權處分 | −100,000 | $0.00 | $0 | 153,188 | 直接 | |
| 2023/9/1 | Ordinary Shares | M行使選擇權處分 | −98,860 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
These Ordinary Shares were sold in multiple trades at prices ranging from $68.70 to $69.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
These Ordinary Shares were sold in multiple trades at prices ranging from $69.70 to $70.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
These Ordinary Shares were sold in multiple trades at prices ranging from $70.70 to $70.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
These Ordinary Shares were sold in multiple trades at prices ranging from $70.00 to $70.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
These Ordinary Shares were sold in multiple trades at prices ranging from $70.77 to $71.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
These Ordinary Shares were sold in multiple trades at prices ranging from $71.77 to $72.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
These Ordinary Shares were sold in multiple trades at prices ranging from $72.80 to $73.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
These Ordinary Shares were sold in multiple trades at prices ranging from $73.81 to $74.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。