Mosley William D's Form 4 filing
Seagate Technology Holdings plc (STX) · filed Sep 5, 2023
- Accession no.
- 0001137789-23-000066
- Filed
- Sep 5, 2023
- Trade date
- Aug 31-Sep 1, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 11 non-derivative transactions and 3 derivative transactions. Open-market sales total $21.3M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mosley William DCIK 0001388390 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Ordinary Shares | MOption exerciseAcquired | +100,000 | $36.09 | +$3,609,000 | 716,309 | Direct | |
| Aug 31, 2023 | Ordinary Shares | SSaleDisposed | −5,613 | $69.34F4 | −$389,205.42 | 710,696 | Direct | |
| Aug 31, 2023 | Ordinary Shares | SSaleDisposed | −53,990 | $70.35F5 | −$3,798,196.5 | 656,706 | Direct | |
| Aug 31, 2023 | Ordinary Shares | SSaleDisposed | −40,397 | $70.81F6 | −$2,860,511.57 | 616,309 | Direct | |
| Aug 31, 2023 | Ordinary Shares | MOption exerciseAcquired | +100,000 | $30.95 | +$3,095,000 | 716,309 | Direct | |
| Aug 31, 2023 | Ordinary Shares | SSaleDisposed | −100,000 | $70.08F7 | −$7,008,000 | 616,309 | Direct | |
| Sep 1, 2023 | Ordinary Shares | MOption exerciseAcquired | +98,860 | $36.09 | +$3,567,857.4 | 715,169 | Direct | |
| Sep 1, 2023 | Ordinary Shares | SSaleDisposed | −16,607 | $71.40F8 | −$1,185,739.8 | 698,562 | Direct | |
| Sep 1, 2023 | Ordinary Shares | SSaleDisposed | −13,791 | $72.29F9 | −$996,951.39 | 684,771 | Direct | |
| Sep 1, 2023 | Ordinary Shares | SSaleDisposed | −62,857 | $73.45F10 | −$4,616,846.65 | 621,914 | Direct | |
| Sep 1, 2023 | Ordinary Shares | SSaleDisposed | −5,605 | $74.01F11 | −$414,826.05 | 616,309 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Ordinary Shares | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 98,860 | Direct | |
| Aug 31, 2023 | Ordinary Shares | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 153,188 | Direct | |
| Sep 1, 2023 | Ordinary Shares | MOption exerciseDisposed | −98,860 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
These Ordinary Shares were sold in multiple trades at prices ranging from $68.70 to $69.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
These Ordinary Shares were sold in multiple trades at prices ranging from $69.70 to $70.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
These Ordinary Shares were sold in multiple trades at prices ranging from $70.70 to $70.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
These Ordinary Shares were sold in multiple trades at prices ranging from $70.00 to $70.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
These Ordinary Shares were sold in multiple trades at prices ranging from $70.77 to $71.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
These Ordinary Shares were sold in multiple trades at prices ranging from $71.77 to $72.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
These Ordinary Shares were sold in multiple trades at prices ranging from $72.80 to $73.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
These Ordinary Shares were sold in multiple trades at prices ranging from $73.81 to $74.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.