Spector David 的 Form 4 申報
PennyMac Financial Services, Inc.（PFSI），2025/3/3 申報
- 申報編號
- 0001127602-25-007596
- 申報時間
- 2025/3/3
- 交易日
- 2025/2/27-2/28
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $152.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Spector DavidCIK 0001275713 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/2/27 | Common Stock | S賣出處分 | −3,324 | $101.93F2 | −$338,815.32 | 162,280 | 間接 | |
| 2025/2/27 | Common Stock | S賣出處分 | −1,676 | $102.50F3 | −$171,790 | 160,604 | 間接 | |
| 2025/2/27 | Common Stock | S賣出處分 | −4,525 | $101.93F2 | −$461,233.25 | 637,868 | 直接 | |
| 2025/2/27 | Common Stock | S賣出處分 | −2,314 | $102.50F3 | −$237,185 | 635,554 | 直接 | |
| 2025/2/28 | Common Stock | S賣出處分 | −2,498 | $102.95F4 | −$257,169.1 | 633,056 | 直接 | |
| 2025/2/28 | Common Stock | S賣出處分 | −570 | $103.64F5 | −$59,074.8 | 632,486 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported is the weighted average price of multiple transactions ranging from $101.28 to $102.28. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
表 I 有 2 筆交易的價格引用這則附註。
- F3
The price reported is the weighted average price of multiple transactions ranging from $102.36 to $102.87. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
表 I 有 2 筆交易的價格引用這則附註。
- F4
The price reported is the weighted average price of multiple transactions ranging from $102.42 to $103.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported is the weighted average price of multiple transactions ranging from $103.54 to $103.75. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。