Spector David's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Mar 3, 2025
- Accession no.
- 0001127602-25-007596
- Filed
- Mar 3, 2025
- Trade date
- Feb 27-28, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $1.53M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spector DavidCIK 0001275713 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2025 | Common Stock | SSaleDisposed | −3,324 | $101.93F2 | −$338,815.32 | 162,280 | Indirect | |
| Feb 27, 2025 | Common Stock | SSaleDisposed | −1,676 | $102.50F3 | −$171,790 | 160,604 | Indirect | |
| Feb 27, 2025 | Common Stock | SSaleDisposed | −4,525 | $101.93F2 | −$461,233.25 | 637,868 | Direct | |
| Feb 27, 2025 | Common Stock | SSaleDisposed | −2,314 | $102.50F3 | −$237,185 | 635,554 | Direct | |
| Feb 28, 2025 | Common Stock | SSaleDisposed | −2,498 | $102.95F4 | −$257,169.1 | 633,056 | Direct | |
| Feb 28, 2025 | Common Stock | SSaleDisposed | −570 | $103.64F5 | −$59,074.8 | 632,486 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average price of multiple transactions ranging from $101.28 to $102.28. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported is the weighted average price of multiple transactions ranging from $102.36 to $102.87. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported is the weighted average price of multiple transactions ranging from $102.42 to $103.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported is the weighted average price of multiple transactions ranging from $103.54 to $103.75. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.