Jones Doug 的 Form 4 申報
PennyMac Financial Services, Inc.（PFSI），2024/12/26 申報
- 申報編號
- 0001127602-24-030071
- 申報時間
- 2024/12/26
- 交易日
- 2024/12/20-12/24
- 申報延遲
- 6 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $466.9 萬。交易後 6 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Jones DougCIK 0001544302 | 董事、高階主管（Director, President & CMBO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/20 | Common Stock | G贈與處分 | −1,000 | $0.00 | $0 | 15,337 | 間接 | |
| 2024/12/20 | Common Stock | M行使選擇權取得 | +600 | $17.52 | +$10,512 | 24,492 | 直接 | |
| 2024/12/20 | Common Stock | S賣出處分 | −600 | $102.04F3 | −$61,224 | 23,892 | 直接 | |
| 2024/12/20 | Common Stock | S賣出處分 | −1,074 | $102.03F4 | −$109,580.22 | 478,926 | 間接 | |
| 2024/12/24 | Common Stock | M行使選擇權取得 | +23,229 | $17.52 | +$406,972.08 | 47,121 | 直接 | |
| 2024/12/24 | Common Stock | S賣出處分 | −23,229 | $101.51F6 | −$2,357,975.79 | 23,892 | 直接 | |
| 2024/12/24 | Common Stock | S賣出處分 | −21,044 | $101.71F8 | −$2,140,385.24 | 457,882 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/20 | Common Stock | M行使選擇權處分 | −600 | $0.00 | $0 | 23,229 | 直接 | |
| 2024/12/24 | Common Stock | M行使選擇權處分 | −23,229 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported is the weighted average price of multiple transactions ranging from $102.02 to $102.09. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported is the weighted average price of multiple transactions ranging from $102.02 to $102.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported is the weighted average price of multiple transactions ranging from $101.50 to $102.08. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported is the weighted average price of multiple transactions ranging from $101.50 to $102.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。