Jones Doug's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Dec 26, 2024
- Accession no.
- 0001127602-24-030071
- Filed
- Dec 26, 2024
- Trade date
- Dec 20-24, 2024
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.67M. It was filed 6 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones DougCIK 0001544302 | Director, Officer (Director, President & CMBO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Common Stock | GGiftDisposed | −1,000 | $0.00 | $0 | 15,337 | Indirect | |
| Dec 20, 2024 | Common Stock | MOption exerciseAcquired | +600 | $17.52 | +$10,512 | 24,492 | Direct | |
| Dec 20, 2024 | Common Stock | SSaleDisposed | −600 | $102.04F3 | −$61,224 | 23,892 | Direct | |
| Dec 20, 2024 | Common Stock | SSaleDisposed | −1,074 | $102.03F4 | −$109,580.22 | 478,926 | Indirect | |
| Dec 24, 2024 | Common Stock | MOption exerciseAcquired | +23,229 | $17.52 | +$406,972.08 | 47,121 | Direct | |
| Dec 24, 2024 | Common Stock | SSaleDisposed | −23,229 | $101.51F6 | −$2,357,975.79 | 23,892 | Direct | |
| Dec 24, 2024 | Common Stock | SSaleDisposed | −21,044 | $101.71F8 | −$2,140,385.24 | 457,882 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Common Stock | MOption exerciseDisposed | −600 | $0.00 | $0 | 23,229 | Direct | |
| Dec 24, 2024 | Common Stock | MOption exerciseDisposed | −23,229 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported is the weighted average price of multiple transactions ranging from $102.02 to $102.09. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is the weighted average price of multiple transactions ranging from $102.02 to $102.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is the weighted average price of multiple transactions ranging from $101.50 to $102.08. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported is the weighted average price of multiple transactions ranging from $101.50 to $102.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.