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Zales Samuel 的 Form 4/A 修正申報

修正

CarGurus, Inc.(CARG),2024/10/3 申報

申報編號
0001127602-24-025152
申報時間
2024/10/3 16:56 ET
交易日
2024/9/16
申報延遲
17 天
10b5-1 計畫
有勾選
原始申報日
2024/9/18

這份申報列了 2 筆非衍生性交易。沿用原件裡沒有重述的 1 筆交易。公開市場賣出合計 $72.7 萬。交易後 17 天申報。

這份修正申報重述了 0001127602-24-024138(2024/9/18 申報)的一部分,沒有重述的交易仍然有效,列在下面。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Zales SamuelCIK 0001718790高階主管(營運長、總裁)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/9/16Class A Common StockM行使選擇權取得+17,668$0.16+$2,826.88498,251直接
2024/9/16Class A Common StockS賣出處分−25,168$28.88F5−$726,899.66473,083直接

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。

來自 0001127602-24-024138(2024/9/18 申報)。

衍生性證券(表 II)

沿用 0001127602-24-024138 的衍生性證券交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/9/16Class B Common StockM行使選擇權處分−17,668$0.00$053,002直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2

Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.

F3

The original Form 4, filed on September 18, 2024, is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 inadvertently reported that the Reporting Person owned 473,083 shares of Class A common stock after the stock option exercise. However, as reported in this amended Form 4, the Reporting Person directly owned 498,251 shares of Class A common stock after such stock option exercise.

F4

This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.65 to $29.10 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

表 I 有 1 筆交易的價格引用這則附註。

F6

The original Form 4, filed on September 18, 2024, is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 inadvertently reported that the Reporting Person owned 455,415 shares of Class A common stock after the sale of Class A common stock. However, as reported in this amended Form 4, the Reporting Person directly owned 473,083 shares of Class A common stock after such sale.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)