Zales Samuel's Form 4/A amendment
AmendedCarGurus, Inc. (CARG) · filed Oct 3, 2024
- Accession no.
- 0001127602-24-025152
- Filed
- Oct 3, 2024, 4:56 PM ET
- Trade date
- Sep 16, 2024
- Filing delay
- 17 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Sep 18, 2024
This filing lists 2 non-derivative transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $726.9K. It was filed 17 days after the trade.
This amendment restates part of 0001127602-24-024138 (filed Sep 18, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zales SamuelCIK 0001718790 | Officer (COO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Class A Common Stock | MOption exerciseAcquired | +17,668 | $0.16 | +$2,826.88 | 498,251 | Direct | |
| Sep 16, 2024 | Class A Common Stock | SSaleDisposed | −25,168 | $28.88F5 | −$726,899.66 | 473,083 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001127602-24-024138 (filed Sep 18, 2024).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Class B Common Stock | MOption exerciseDisposed | −17,668 | $0.00 | $0 | 53,002 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2
Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.
- F3
The original Form 4, filed on September 18, 2024, is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 inadvertently reported that the Reporting Person owned 473,083 shares of Class A common stock after the stock option exercise. However, as reported in this amended Form 4, the Reporting Person directly owned 498,251 shares of Class A common stock after such stock option exercise.
- F4
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F5
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.65 to $29.10 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F6
The original Form 4, filed on September 18, 2024, is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 inadvertently reported that the Reporting Person owned 455,415 shares of Class A common stock after the sale of Class A common stock. However, as reported in this amended Form 4, the Reporting Person directly owned 473,083 shares of Class A common stock after such sale.