Ellison Lawrence Joseph 的 Form 4 申報
Oracle CorpORCL，2024/7/17 申報
- 申報編號
- 0001127602-24-020602
- 申報時間
- 2024/7/17
- 交易日
- 2024/7/15-7/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 9 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $3.22 億。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ellison Lawrence JosephCIK 0000901999 | 董事、高階主管（執行董事長）、持股 10% 以上大股東、其他：Chief Technology Officer |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/15 | Common Stock | M行使選擇權取得 | +1,125,000 | $40.47 | +$45,528,750 | 1,146,857,353 | 直接 | |
| 2024/7/15 | Common Stock | S賣出處分 | −579,765 | $142.64F1 | −$82,697,679.6 | 1,146,277,588 | 直接 | |
| 2024/7/15 | Common Stock | S賣出處分 | −81,871 | $143.45F2 | −$11,744,394.95 | 1,146,195,717 | 直接 | |
| 2024/7/15 | Common Stock | S賣出處分 | −237,491 | $144.61F3 | −$34,343,573.51 | 1,145,958,226 | 直接 | |
| 2024/7/15 | Common Stock | S賣出處分 | −191,252 | $145.34F4 | −$27,796,565.68 | 1,145,766,974 | 直接 | |
| 2024/7/15 | Common Stock | S賣出處分 | −34,621 | $146.30F5 | −$5,065,052.3 | 1,145,732,353 | 直接 | |
| 2024/7/16 | Common Stock | M行使選擇權取得 | +1,125,000 | $40.47 | +$45,528,750 | 1,146,857,353 | 直接 | |
| 2024/7/16 | Common Stock | S賣出處分 | −1,037,873 | $142.53F6 | −$147,928,038.69 | 1,145,819,480 | 直接 | |
| 2024/7/16 | Common Stock | S賣出處分 | −87,127 | $143.17F7 | −$12,473,972.59 | 1,145,732,353 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/15 | Common Stock | M行使選擇權處分 | −1,125,000 | $0.00 | $0 | 1,125,000 | 直接 | |
| 2024/7/16 | Common Stock | M行使選擇權處分 | −1,125,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $141.98 to $142.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $142.98 to $143.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $143.98 to $144.9772. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $144.98 to $145.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $145.98 to $146.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $142.05 to $143.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $143.05 to $143.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。